BILL ANALYSIS                                                                                                                                                                                                    �






                                  SENATE HUMAN
                               SERVICES COMMITTEE
                            Senator Carol Liu, Chair


          BILL NO:       SB 1136                                      
          S
          AUTHOR:        Huff and Mitchell                            
          B
          VERSION:       February 20, 2014                           
          HEARING DATE:  April 22, 2014                               
          1
          FISCAL:        Yes                                          
          1
                                                                      
          3
          CONSULTANT:    Sara Rogers                                  
          6

                                        

                                     SUBJECT
                                         
                    Foster Care Providers: Criminal Records

                                     SUMMARY  

          This bill authorizes the California Department of Social  
          Services (CDSS) to share all information related to a  
          criminal record clearance or an exemption granted by CDSS  
          with a county child welfare agency that has the  
          responsibility to monitor the health and safety of children  
          in state licensed foster homes, certified homes or licensed  
          foster family agencies, or group homes. Additionally, it  
          authorizes a county child welfare agency to receive  
          state-summary criminal history information for the purposes  
          of assessing the appropriateness and safety of the child.

                                     ABSTRACT  

           Existing Law:
           
          1.Enacts the Community Care Facilities Act, which provides  
            for the licensure and oversight of out of home placements  
            of abused and neglected children by CDSS. (HSC 1500 et  

                                                         Continued---




          STAFF ANALYSIS OF SENATE BILL 1136 (Huff and Mitchell)  
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            seq.)


          2.Provides for licensure of foster family homes (FFHs) by  
            the state and, through contract, by counties to provide  
            24 hour care to six or fewer foster children or sibling  
            care up to eight foster children, as specified. (HSC  
            1502, 1505.2 and 1511)


          3.Provides for the licensure of private Foster Family  
            Agencies (FFAs) by CDSS for the purpose of engaging in  
            the recruitment and certifying of foster homes for  
            placement of children for temporary and permanent care on  
            a non-profit basis. (HSC 1502 and HSC 1508)


          4.Provides for the certification of certified family homes  
            (CFHs) by foster family agencies (FFAs) according to  
            state licensing standards and requires CFHs to be  
            recertified annually. (HSC 1506)


          5.Requires CDSS and county agencies with FFH licensing  
            authority to secure both California and Federal Bureau of  
            Investigation (FBI) criminal history information to  
            determine whether the applicant or other specified  
            non-exempt persons, including other adults residing in  
            the home, have ever been convicted of any crime other  
            than a minor traffic violation or arrested for the  
            following crimes (HSC 1522): 


                     Crimes that require registration pursuant to  
                 the Sex Offender Registry Act (PEN 290 (c));


                     Assault with a deadly weapon or firearm (PEN  
                 245);


                     Felony/misdemeanor domestic violence (PEN  
                 273.5);







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                     Felony/misdemeanor child abuse under conditions  
                 not likely to produce great bodily harm or death   
                 (PEN 273a (b));


                     Any crime for which the department cannot grant  
                 an exemption (see below).


          1.Requires the California Department of Justice (DOJ) to  
            maintain state summary criminal history information and  
            provides for DOJ to furnish state and federal summary  
            criminal history information to any authorized agency or  
            organization as specified, when the information is used  
            for employment, licensing or certification purposes.  
            Information provided under this paragraph is redacted to  
            only include the following ((PEN 11105 (m)): 


                     All convictions rendered against the applicant;


                     Any arrest for which the applicant is currently  
                 awaiting trial;


                     All arrests for which CDSS is required to  
                 determine whether an applicant has been arrested  
                 except those in which CDSS does not receive  
                 information pertaining to arrests subsequently  
                 deemed a detention or arrests that resulted in  
                 successful diversion or exoneration.


          1.Provides that CDSS may grant an exemption to a criminal  
            conviction exclusion (except as specified below) if the  
            director has substantial and convincing evidence to  
            support a reasonable belief that the person convicted of  
            the crime is of good character in order to justify  
            granting the exemption. ((HSC 1522 (g))


          2.Provides that the director may not grant exemptions to  
            convictions of more than 58 Penal Code violations  






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            including: <1>


                     All crimes that require registration pursuant  
                 to the Sex Offender Registry Act including lewd and  
                 lascivious conduct with a child, child pornography,  
                 sexual battery, rape, sexual exploitation of  
                 children, and others.
                     Felony/misdemeanor child abuse under conditions  
                 likely to produce great bodily harm or death,  
                 torture, kidnapping.
                     Cruel and inhumane corporal punishment on a  
                 child.
                     Elder abuse.
                     Drawing, exhibiting or using a firearm or  
                 deadly weapon on the grounds of a day care center.
                     Attempted murder.
                     Arson with great bodily injury.
                     Any felony punishable by death or life in  
                 prison without parole.
                     Weapons of mass destruction.


          1.Requires CDSS to investigate arrest-only incidents that  
            are for crimes mentioned (see number 5), but does not  
            require investigation of arrests for other, potentially  
            violent or otherwise relevant, crimes. ((HSC 1522 (d) and  
            1596.871 (a)(1))


          2.Requires DOJ to act as a repository of reports of  
            suspected child abuse and severe neglect to be maintained  
            in the Child Abuse Central Index (CACI) and permits DOJ  
            to make relevant information available to child welfare  
            agencies that are conducting a child abuse investigation  
            and to make information available to county licensing  
            agencies regarding applicants for licensure, approval,  
            residence, or employment in a children's community care  
            facility. (PEN 11170)


          -------------------------
          <1> "Non-Exemptible Crimes. Revised 4/10"  
           http://www.ccld.ca.gov/res/pdf/non_exempt.pdf  






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          3.Requires CDSS to check the CACI prior to granting a  
            license to, or otherwise approving, any individual to  
            care for or reside with children, and to investigate any  
            reports received from the CACI. (HSC 1522.1 and PEN  
            11170)


          4.Prohibits CDSS from using arrest records to deny, revoke,  
            or terminate any application, license, employment or  
            residence unless the department investigates the incident  
            and secures evidence that is admissible in an  
            administrative hearing to establish conduct by the person  
            that may pose a risk to the health and safety of any  
            person who is or may become a client. ((HSC 1522 (e)) 


          5.Provides that if a FFH or CFH applicant, or other  
            specified persons, have convictions that would make the  
            applicant's home unfit as a FFH or CFH, the license,  
            special permit or certificate of approval shall be  
            denied. (HSC 1522 (d))


          6.Provides that if a FFH or CFH applicant, or other  
            specified persons, are awaiting trial for a crime other  
            than a minor traffic violation, CDSS or a county may  
            cease processing the application until the conclusion of  
            the trial. (HSC 1522 (d)) 


          7.Provides that the Attorney General shall furnish state  
            summary criminal history information to county child  
            welfare agency personnel, and permits such personnel to  
            secure, the state summary criminal history information  
            through the CLETS for the following purposes (WIC 16504.5  
            and PEN 11105):


                 To conduct an investigation pursuant to suspected  
               child abuse or neglect or an investigation involving a  
               child in which the child is alleged to come under the  
               jurisdiction of the juvenile court.


                 To assess the appropriateness and safety of placing  





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               a child who has been detained or is a dependent of the  
               court in the home of a relative or nonrelative  
               extended family member during an emergency situation.  
               (WIC 309)


                 To attempt to locate a parent or guardian of a  
               child who is the subject of a dependency court  
               proceeding. 


                 To obtain information about the background of a  
               nonminor who has petitioned to reenter foster care in  
               order to assess the nonminor's appropriate placement  
               in foster care or other placement setting with minor  
               dependent children. 


          1.Permits the sharing of information between specified  
            agencies about applicants, licensees, certificates, or  
            individuals who have been the subject of any  
            administrative action resulting in the denial,  
            suspension, probation, or revocation of license, permit,  
            or certificate, or the exclusion of any person from the  
            facility who is subject to a background check. Those  
            agencies are: CDSS, California Department of Aging, State  
            Department of Public Health, State Department of Health  
            Care Services, and the Emergency Medical Services  
            Authority. (HSC 1522.08)


           This bill  : 


          1.Permits CDSS to share all information related to a  
            criminal record clearance or exemption from the  
            department with a county child welfare agency with  
            responsibility to monitor the health and safety of  
            persons receiving care, treatment or services from state  
            licensed foster homes, certified homes licensed group  
            homes and foster family agencies and their employees.


          2.Permits CDSS and the county child welfare agencies to  
            share information, including state summary criminal  





          STAFF ANALYSIS OF SENATE BILL 1136 (Huff and Mitchell)  
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            history information, about applicants, licensees,  
            certificates or individuals who have been the subject of  
            any administrative action resulting in the denial,  
            suspension, probation, or revocation of license, permit,  
            or certificate, or in the exclusion of any person from a  
            facility who is subject to a background check as  
            otherwise provided by law.  


          3.Permits county child welfare agencies to use the  
            CDSS-maintained centralized system for monitoring and  
            tracking of final administrative actions that are used by  
            other state agencies as part of the background check  
            process.


          4.Permits a county child welfare agency to secure  
            state-summary criminal history information from an  
            appropriate governmental criminal justice agency for the  
            following additional purposes: 
                     To assess the appropriateness and safety of  
                 placing a child who has been detained or is a  
                 dependent of the court in a licensed foster family  
                 home, group home, or state licensed foster home
                     To monitor the health and safety of persons  
                 under the supervision of the county child welfare  
                 agency who are residing in a licensed foster family  
                 home, group home or state-licensed foster home.


          1.Permits a county child welfare agency to secure a  
            state-summary criminal history information from CDSS for  
            the following purposes: 
                     To conduct an investigation pursuant to  
                 suspected child abuse or neglect or an investigation  
                 involving a child in which the child is alleged to  
                 come under the jurisdiction of the juvenile court.
                     To assess the appropriateness and safety of  
                 placing a child who has been detained or is a  
                 dependent of the court in the home of a relative or  
                 nonrelative extended family member during an  
                 emergency situation.
                     To attempt to locate a parent or guardian of a  
                 child who is the subject of a dependency court  
                 proceeding. 





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                     To obtain information about the background of a  
                 nonminor who has petitioned to re-enter foster care  
                 in order to assess the nonminor's appropriate  
                 placement in foster care or other placement setting  
                 with minor dependent children. 
                     To assess the appropriateness and safety of  
                 placing a child who has been detained, or is a  
                 dependent of the court, in a licensed foster family  
                 home, group home, or state licensed foster home
                     To monitor the health and safety of persons  
                 under the supervision of the county child welfare  
                 agency who are residing in a licensed foster family  
                 home, group home or state-licensed foster home.


                                  FISCAL IMPACT  

          This bill has not been analyzed by a fiscal committee.

                            BACKGROUND AND DISCUSSION 

          According to the author, county child welfare agencies do  
          not have access to a list of foster parents and employees  
          who have received a criminal history exemption granted by  
          the CDSS Community Care Licensing Division (CCL). The  
          author states that counties are responsible for placing  
          children in foster home placements without the background  
          information that was utilized by CDSS to authorize a  
          criminal history exemption. The author states that, if  
          enacted, this bill would authorize the sharing of critical  
          information between the state and county welfare agencies  
          to improve child safety in foster placements. 


          As evidence for the need for this bill, Los Angeles County,  
          the sponsor, points to recent tragedies in Los Angeles  
          County where four foster children died after being placed  
          in foster homes certified by private FFAs. In one instance,  
          a 2-year-old child was beaten into a coma and suffered  
          mental disability and blindness in one eye after he and two  
          other children were placed into the home of a woman who had  
          been accused of abusing children and whose partner had a  
          history of drug abuse. In another, a two-year-old girl was  
          killed after being placed into the home of a woman with a  
          theft conviction. All deaths occurred in CFHs that are  





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          certified by private agencies, and the county social  
          workers responsible to monitor the care and safety of the  
          children were unaware that the individuals had criminal  
          records that, according to the sponsor, may have warranted  
          increased visitation or scrutiny.


          The Los Angeles Times has reported that there are at least  
          5,300 individuals who have received criminal record  
          exemptions for convictions that would otherwise prevent  
          them from licensure or certification as foster parents.<2>  
          There are unknown additional numbers of individuals who  
          have been arrested, but not convicted, for serious child  
          abuse crimes that under California law warrant further  
          investigation prior to licensure which a county placement  
          worker would be unaware of. The author and sponsor state  
          that criminal history information relevant to licensure is  
          similarly relevant when placing a child in an out-of-home  
          placement and in providing oversight over that placement.


          State/County Licensing Roles for Foster Homes


          California law requires CDSS licensure of all community  
          care facilities including foster homes, and provides for  
          the department to establish contracts with counties to  
          perform licensing functions for Foster Family Homes (FFHs).  
          Currently, CDSS has established contracts with 39 counties  
          to perform licensing activities for 69 percent of the  
          state's FFHs. Contracting counties are required under  
          statute and contract to follow most of the state's  
          statutory and regulatory requirements for licensure of  
          these facilities. 


          Additionally, statute provides for the establishment of  
          private, non-profit, Foster Family Agencies, themselves  
          licensed by CDSS to recruit and certify Certified Foster  
          Homes (CFHs) to receive placements of foster children under  
          -------------------------


          <2>  
           http://www.latimes.com/local/la-me-foster-care-dto,0,5583241 
          .htmlstory#axzz2z4oqWEIk  






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          the jurisdiction of the county child welfare agencies. As  
          of 2012, 44.6 percent of the state's foster children were  
          placed through private FFAs, and 19.3 percent of foster  
          children were placed into state- or county licensed  
          FFHs.<3> In FFA placements, county child welfare agencies  
          are responsible for the care and supervision for children  
          placed in these homes, however they are not responsible for  
          the licensing functions for these homes or for group homes.


          Under state law, counties may request and receive  
          background check information from DOJ pursuant to their  
          licensing or approval duties for FFHs and relative  
          placements. Counties must comply with state statutes  
          governing agencies that are permitted to receive background  
          checks and subsequent criminal record information from DOJ,  
          including the requirement to designate someone to be  
          confirmed by DOJ to act as the "custodian of records."<4>  
          Current statute does not provide for counties to request  
          background information pursuant to their responsibilities  
          to place children in community care facilities, which this  
          bill would provide.


          In Los Angeles County, licensing functions for FFHs are  
          performed by CDSS; however the county does receive criminal  
          record clearances in approving relative caregivers for  
          foster care placements. The county reports that placement  
          workers receive the criminal record information associated  
          with a potential relative placement and are responsible for  
          assisting the family in obtaining any needed exemptions. In  
          this manner, the county placement workers may make  
          decisions about the appropriateness of relative caregivers  
          using information contained in the criminal record  
          background.


          Importantly, while California law establishes an appeal and  
          -------------------------


          <3> Needell, B., et al. (Apr. 2013). Child Welfare Services  
          Reports for California, U.C. Berkeley


          <4> PEN 11102.2






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          exemption process for individuals to overcome barriers to  
          licensure or employment due to a criminal record, obtaining  
          a license does not guarantee or provide any rights to the  
          licensee that a child be placed in the home. Statute gives  
          placement workers wide latitude in using information  
          subjectively in order to determine the best placement for  
          an individual child. Under current law, criminal background  
          information is being used in this manner for placement  
          determinations in some foster homes but not for others.  
          Additionally, full criminal history information is used to  
          determine suitability in adoptions. 


          Criminal Record Clearances for Foster Homes


          Federal Law pursuant to the Adam Walsh Act (P.L. 109-248)  
          as well as California statute requires background checks to  
          be performed by CDSS of all applicants, licensees, adult  
          residents, volunteers under certain conditions and  
          employees of community care facilities, including foster  
          homes, who have contact with clients. The Caregiver  
          Background Check Bureau was established in 1992 to review  
          criminal history information as well as possible matches in  
          the Child Abuse Central Index (CACI) and to render  
          decisions for state licensed community care facilities and  
          for the TrustLine Registry. 


          If a criminal record check shows that an individual has  
          been convicted of any crime other than a minor traffic  
          violation, the individual is not permitted to work or be  
          present in any community care facility unless they receive  
          a written criminal record exemption from CDSS. The  
          department also examines arrest records to determine if the  
          arrests are for "referable crimes" that require  
          investigation by the bureau; referable crimes are of such  
          severity that an arrest-only nonetheless warrants an  
          investigation by the department to ensure the safety of  
          residents of community care facilities.<5> 
           
          Summary criminal history information


          -------------------------
          <5> HSC 1522, 1568.08, 1569.17, and 1596.871




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          State summary criminal history information is defined as  
          "the master record" of information compiled by the Attorney  
          General pertaining to the identification and criminal  
          history of any person, including their name, date of birth,  
          physical description, fingerprints, photographs, dates of  
          arrests, arresting agencies and booking numbers, charges,  
          dispositions, and similar data about the person. It does  
          not include "records and data compiled by criminal justice  
          agencies other than the Attorney General, nor does it refer  
          to records of complaints to or investigations conducted by,  
          or records of intelligence information or security  
          procedures of, the office of the Attorney General and the  
          Department of Justice. (PEN 11105)


          The Criminal Offender Record Information (CORI), commonly  
          referred to as the "rap sheet," is the document provided by  
          DOJ or the FBI in response to a request for a criminal  
          record review with submitted fingerprints. For initial  
          inquiries, a CORI may contain the following information:
                 All convictions and their related arrests
                 All arrests with pending dispositions verified  
               within the last 30 days
                 Arrest information only of specific, serious  
               crimes. 
                 Warrants
                 Non-retainable offenses (local ordinance  
               infraction, or a Vehicle Code violation).


          Following an initial request, a permitted entity may  
          request to receive any subsequent arrest or conviction  
          information following an initial clearance. Subsequent  
                                                   Arrest Notification Service (SANS) also known as "rap  
          backs" may contain:
                 All convictions and their related arrests
                 Arrest information of all crimes
                 Warrants
                 Non-retainable offenses (local ordinance infraction  
               or a Vehicle Code violation)
                 Certain rap sheets may include both a conviction  
               and an arrest with a disposition other than a  
               conviction.







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          Federal law (P.L. 92-544), permits the FBI to exchange  
          criminal history record information with officials of state  
          and local governments for employment, licensing, including  
          volunteers, and for other similar noncriminal justice  
          purposes, if authorized by a state statute which has been  
          approved by the Attorney General of the United States. This  
          system, called the Interstate Identification Index System  
          (Triple III) allows for the exchange of federal and  
          multi-state information, ensuring that criminal record  
          searches include records from all participating states and  
          the federal government. To participate, states must enter  
          into compacts with the federal government and abide by  
          strict statutory and regulatory rules.<6> According to the  
          FBI, the U.S. Department of Justice has advised that a  
          state statute that establishes guidelines for a category of  
          employment or the issuance of a license must, in itself,  
          require fingerprinting and authorize the governmental  
          licensing or employing agency to exchange fingerprint data  
          directly with the FBI. A federal Final Rule regarding the  
          outsourcing of criminal records for noncriminal justice  
          purposes, establishes that the use of information that is  
          requested for noncriminal justice purposes is "limited to  
          the purpose for which it was provided." <7>


          According to the state DOJ, using fingerprint based  
          requests for background information is essential to ensure  
          that the information that is being shared pertains to the  
          intended person. Additionally, the Final Rule specifically  
          limits the use of criminal history record check results to  
          the purposes for which it was provided.


          This bill, by permitting the CDSS itself share criminal  
          history information is not consistent with this fingerprint  
          standard.
          -------------------------

          <6>  
           http://www.fbi.gov/about-us/cjis/cc/the-compact/the-compact   


          <7>  
           http://www.fbi.gov/foia/privacy-impact-assessments/firs-iafi 
          s  





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          Los Angeles County Criminal Record Check Procedures

          In approving relative caregivers and non-relative extended  
          family members (NREFMs) Los Angeles County maintains a  
          Criminal Clearance Tracking System as a confidential  
          web-based application that automates the manual tracking of  
          Live Scan, California Law Enforcement Telecommunications  
          System (CLETS) and CACI activity. The county's procedural  
          guide states that the system is accessible by children's  
          social workers, Kinship Support division staff workers and  
          supervisors for the purpose of performing assessments of  
          homes. Depending on the circumstances, different database  
          components are viewable. For non-emergency placements with  
          relatives or NREFMs, only the LiveScan results are  
          accessible. 


          Los Angeles County Department of Child and Family Services  
          may request criminal history information on individuals  
          when the request is related to child protective services  
          placement, specified child abuse investigations, juvenile  
          court investigations, and, in limited situations, whether  
          the child should be returned to the parent. 


          Arguments in opposition:


          The Social Justice Law Project writes that this bill would  
          require CDSS to share outdated and incomplete criminal  
          history information which "infringes on the right of  
          privacy guaranteed by Article I, section 1 of the  
          California Constitution. (This information) is not  
          supported by a compelling or substantial state interest,  
          undermines the substantial government interest in ensuring  
          that criminal history information is complete, and is  
          inconsistent with the decisions in both Loder v. Municipal  
          Court and Central Valley v Younger." Additionally, this  
          organization states that DOJ advises agencies seeking  
          approval to obtain criminal history information that "the  
          retention and sharing of information between employers and  
          licensing agencies is strictly prohibited. The retention  
          and sharing of information infringe upon the right of  





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          privacy as defined in the California Constitution, and  
          fails to meet the (standard of) compelling state interest."

          The East Bay Community Law Center writes that this bill  
          creates duplicative work for counties and would have CDSS  
          send an avalanche of criminal history information to local  
          child welfare agencies about whom the department has  
          already licensed. The organization states that the bill is  
          unnecessary as there is no evidence, data or reports  
          showing that the CDSS exemption process is overly-inclusive  
          of people with criminal records or that foster children are  
          at higher risk from individuals with exemptions than they  
          are with other foster parents. 

           Comments  : 

          Existing law regarding the security of criminal record  
          clearances is extremely well defined in both state and  
          federal law. "Applicant agencies" that have been granted  
          the right to request, receive and retain criminal records  
          are required to designate a "custodian of records" who is  
          certified by the DOJ. Applicant agencies must ensure that  
          all records are kept in a secure and confidential file with  
          access restricted to the designated Records Custodian  
          and/or the person responsible for making a determination  
          about an individual whose record is received. Applicant  
          agencies additionally are subject to auditing by both the  
          DOJ as well as the FBI. 


          According to the DOJ, failure to comply with federal law  
          regarding the handling of these records could lead to  
          statewide loss of California's access to FBI clearances.  
          Additionally, DOJ states that California has recently been  
          sanctioned as a result of FBI audits where both criminal  
          and licensing agencies were not storing records in  
          accordance with federal law. Allowing the Department of  
          Social Services to forward criminal record information as  
          well as ongoing subsequent rap-backs, or to create its own  
          parallel database of criminal records for counties to  
          access, creates a flow of highly sensitive information that  
          would be virtually impossible for the Department of Justice  
          to monitor and safeguard. Staff recommends amending this  
          bill to permit county child welfare agencies to access  
          criminal record information pursuant to HSC 1522 directly  





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          from DOJ for placement purposes and to request CDSS to  
          provide. 


          Staff recommends amending this bill to require CDSS to  
          share information with counties about whether an individual  
          has received an exemption and then permitting county child  
          welfare agencies to directly access the current DOJ  
          LiveScan system as well as the Child Abuse Central Index,  
          rather than attempting to create a parallel system for  
          sharing the information. CDSS has indicated that it is  
          capable of making exemption lists available to counties  
          currently using existing resources.


          1.Amend section 1 of the bill as follows:  Page 2, lines  
            9-13 and page 19 lines 4-10
            
            1522. The Legislature recognizes the need to generate  
            timely and accurate positive fingerprint identification  
            of applicants as a condition of issuing licenses,  
            permits, or certificates of approval for persons to  
            operate or provide direct care services in a community  
            care facility, foster family home, or a certified family  
            home of a licensed foster family agency,  and to assess  
            the appropriateness and safety of placing specific  
            children in those homes and facilities.  The Legislature  
            also recognizes the need for sharing of information  
            between the State Department of Social Services and  
            county child welfare agencies in order to protect the  
            health and safety of persons receiving care, treatment,  
            or services from individuals or facilities licensed or  
            certified by the state  .  Therefore, the Legislature  
            supports the use of the fingerprint live-scan technology,  
            as identified in the long-range plan of the Department of  
            Justice for fully automating the processing of  
            fingerprints and other data by the year 1999, otherwise  
            known as the California Crime Information Intelligence  
            System (CAL-CII), to be used for applicant fingerprints.  
            It is the intent of the Legislature in enacting this  
            section to require the fingerprints of those individuals  
            whose contact with community care clients may pose a risk  
            to the clients' health and safety. An individual shall be  
            required to obtain either a criminal record clearance or  
            a criminal record exemption from the State Department of  





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            Social Services before his or her initial presence in a  
            community care facility.
            
              (j) The State Department of Social Services may share all  
            information related to a criminal record clearance or  
            exemption from the department with a county child welfare  
            agency with responsibility to monitor the health and  
            safety of persons receiving care, treatment, or services  
            from state licensed foster homes, certified homes of  
            licensed foster family agencies, licensed group homes,  
            and foster family agencies and their employees. 
            
          2.Strike Sections 2, 3 and 4.


          3.Add new section to amend Section 16504.5 of the Welfare  
            and Institutions Code:


             16504.5 (g) (1) A county child welfare agency may submit  
            to the Department of Justice fingerprint images and  
            related information required by the Department of Justice  
            of an individual who has received a criminal record  
            exemption from the California Department of Social  
            Services pertaining to a licensed or certified foster  
            home for the purposes of obtaining information as to the  
            existence and content of a record of state or federal  
            convictions and state or federal arrests and also  
            information as to the existence and content of a record  
            of state or federal arrests for which the Department of  
            Justice establishes that the person is free on bail or on  
            his or her recognizance pending trial or appeal.


            (A) To the extent permitted by state or federal law, a  
            county child welfare agency that requests criminal record  
            information pursuant to this section shall request from  
            the California Department of Social Services any  
            additional information the department used in making the  
            determination to grant the exemption. 


            (B) Whenever state or federal summary information is  
            provided by the Department of Justice pursuant to this  
            section and is used by a county child welfare agency as  





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            the basis for determining that a licensed or certified  
            foster care placement is not an appropriate placement for  
            a child, the county shall expeditiously furnish a copy of  
            the information to the person to whom the information  
            relates and shall provide the individual with an  
            opportunity to contest or  appeal the decision within the  
            agency.


            (2) When received, the Department of Justice shall  
            forward to the Federal Bureau of Investigation requests  
            for federal summary criminal history information received  
            pursuant to this section. The Department of Justice shall  
            review the information returned from the Federal Bureau  
            of Investigation and compile and disseminate a response  
            to the county child welfare agency.


            (3) The Department of Justice shall provide a state or  
            federal level response to the county child welfare agency  
            pursuant to paragraph (1) of subdivision (m) of section  
            11105 of the Penal Code.


            (4) The county child welfare agency shall request from  
            the Department of Justice subsequent notification  
            service, as provided pursuant to section 11105.2 of the  
            Penal Code, for persons described in paragraph (1).


            (5) The Department of Justice shall charge a fee  
            sufficient to cover the cost of processing the request  
            described in this section.
             
          4.Add a new section to add Section 16504.10 of the Welfare  
            and Institutions Code:


             16504.5 (a) The department shall provide to county child  
            welfare agencies, a list of all persons who have received  
            a criminal records exemption pursuant to Health and  
            Safety Code Section 1522 (d) related to a licensed or  
            certified foster home so that a county may assess the  
            appropriateness and safety of placing a child who has  
            been detained or is a dependent of the court in the  





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            licensed or certified foster home with which the  
            individual is associated.


            (b)To the extent permitted by state or federal law, the  
            department shall make available to county child welfare  
            agencies, any investigative information used in making  
            the determination to grant the exemption. The department  
            shall consult with the Department of Justice, counties,  
            and other interested stakeholders to ensure that  
            information is shared expeditiously and in accordance  
            with state and federal law.


           5.Add a new section to amend Penal Code Section 11170 as  
            follows:


            (4) The department shall make available to the State  
            Department of Social Services, or to any county licensing  
            agency that has contracted with the state for the  
            performance of licensing duties,  or to any county child  
            welfare agency under the conditions described by section  
            16504.5 of the Welfare and Institutions Code,  or to a  
            tribal court or tribal child welfare agency of a tribe,  
            consortium of tribes, or tribal organization that has  
            entered into an agreement with the state pursuant to  
            Section 10553.1 of the Welfare and Institutions Code,  
            information regarding a known or suspected child abuser  
            maintained pursuant to this section and subdivision (a)  
            of Section 11169 concerning any person who is an  
            applicant for licensure or approval, or any adult who  
            resides or is employed in the home of an applicant for  
            licensure or approval, or who is an applicant for  
            employment in a position having supervisorial or  
            disciplinary power over a child or children, or who will  
            provide 24-hour care for a child or children in a  
            residential home or facility, pursuant to Section 1522.1  
            or 1596.877 of the Health and Safety Code, or Section  
            8714, 8802, 8912, or 9000 of the Family Code, or Section  
            11403.2 of the Welfare and Institutions Code.

          Additionally, the department currently uses a clearance  
          process for investigating arrests which is different from  
          the process used to exempt exclusions due to convictions.  





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          While all convictions, other than for minor traffic  
          violations, must be investigated and exempted in order for  
          an individual to be cleared, a far narrower list of  
          "referable" arrest crimes are investigated. This list has  
          not been recently updated and excludes significant crimes  
          including PEN 273ab, a crime which has been recently added  
          to the statute. 


          The statute also does not provide for CDSS to receive  
          information on, nor investigate, arrests for other  
          potentially violent and serious crimes which may have  
          significant implications for the health and safety of  
          vulnerable residents of community care facilities including  
          children, disabled adults, and seniors.<8> The authors may  
          wish to amend this bill, or consider for subsequent  
          legislation, to request CDSS to perform an assessment of  
          existing penal code statutes that they do not receive  
          arrest records for which may be appropriate to investigate  
          prior to an individual's approval.



                                    POSITIONS  

          Support:       County of Los Angeles (sponsor)
                         AFSCME
                         California Police Chiefs Association
                         California Probation, Parole and  
          Correctional Association
                         California State Foster Parent Association
                         California Youth Connection
                         Children Now
                         Orange County Board of Supervisors

          Oppose:   American Civil Liberties Union of California
                         East Bay Community Law Center
                         Legal Services for Prisoners with Children
                         The Social Justice Law Project



          -------------------------
          <8> ((HSC 1522 (d) and 1596.871 (a)(1))






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