BILL ANALYSIS                                                                                                                                                                                                    �







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        |Hearing Date:April 7, 2014         |Bill No:SB                         |
        |                                   |1328                               |
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                      SENATE COMMITTEE ON BUSINESS, PROFESSIONS 
                               AND ECONOMIC DEVELOPMENT
                              Senator Ted W. Lieu, Chair
                                           

                            Bill No:  SB 1328   Author:Hill
                     As Introduced: February 21, 2014 Fiscal: Yes

        
        SUBJECT:  Weights and measures.
        
        SUMMARY:  Authorizes the Department of Food and Agriculture (DFA) to  
        adopt regulations consistent with federal law to establish a uniform  
        policy relating to the use of dry tare weight or wet tare weight  
        methods of measurement for the retail sale of meat, poultry, and fish  
        products and adopt regulations imposing an additional assessment.   
        Also authorizes DFA to add up to $2 dollars for the business license  
        of a business using a point of sale (POS) system for purposes of POS  
        enforcement.  Requires the compliance standard used for inspecting a  
        POS system at a grocery store, as defined, that has refund or no  
        charge policies for overcharged items, to be modeled after the  
        accuracy requirements specified in the National Institute of Standards  
        and Technology Handbook 130.

        Existing law:
        
        1)Provides that the Secretary of the Department of Food and  
          Agriculture (DFA) has a duty to enforce the laws relating to weights  
          and measures and measuring devices, and provides for the enforcement  
          of those laws by the Secretary and each county sealer under the  
          Secretary.  (Business and Professions Code (BPC) Division 5, Chapter  
          2, commencing with � 12001)

        2)Makes it unlawful for any person to sell any dressed poultry or any  
          other fowl or smoked, fresh, frozen, cooked, dried, or pickled meats  
          or fish other than by weight determined at the time of sale on a  
          scale properly sealed in accordance with specified requirements.  
        (BPC � 12024.5)






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        3)Makes it unlawful for any person, at the time of sale of a  
          commodity, to charge an amount greater than the price of the  
          commodity.  (BPC � 12024.2)

        4)Makes it a misdemeanor to knowingly mark or stamp any false or short  
          weight or measure, or to knowingly take false tare on any container,  
          or knowingly sell any falsely marked container.  (BPC � 12021)

        5)Provides that fat added to fresh meats or roasts is tare weight,  
          unless the package is clearly and prominently labeled in eight-point  
          type or larger font with the words "fat added."  
        (BPC � 12022.5)

        6)Makes it a misdemeanor to violate any of the weights and measures  
          provisions of the BPC or any rules, regulations, tolerances,  
          specifications, or standards adopted under those provisions.  (BPC �  
          12026)

        7)Authorizes the board of supervisors of a county or city and county  
          to license businesses and to levy business license fees.  (BPC  
          Division 7, Part 1, commencing with � 16000)

        8)Establishes the criteria and methodology for cities and counties to  
          use when inspecting the pricing accuracy of a retail establishment  
          using a point-of-sale (POS) system, and specifies that enforcement  
          action may be taken for any item that is not accurately scanned.  
        (BPC � 13350 (a) (b))

        9)Authorizes the county board of supervisors to charge a POS system  
          inspection fee or an annual registration fee.  (BPC �13350 (e)) 

        This bill:

        1)Authorizes the DFA to adopt regulations consistent with federal law  
          to establish a uniform policy relating to the use of dry or wet tare  
          weight methods of measurement for the retail sale of meat, poultry,  
          and fish products. 

        2)Authorizes the DFA to adopt regulations imposing an additional  
          assessment of up to $2 dollars to obtain a business license for a  
          business using a POS system.  Requires the fee assessed to be  
          deposited in the DFA Fund.  After appropriation by the Legislature,  
          the fees would be available to DFA to carry out the provisions  
          relating to the use of POS systems.

        3)Requires that the compliance standard used for inspecting a POS  





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          system at a grocery store that has refund or no charge policies for  
          overcharged items, to be modeled after the accuracy requirements  
          specified in the National Institute of Standards and Technology  
          Handbook 130, 2014 Edition - Examination Procedures for Price  
          Verification (NIST Handbook).  

           a)   Under the accuracy requirements of the NIST Handbook, would  
             establish a 98% accuracy standard for POS systems at grocery  
             stores; a lower standard than the current 100% accuracy  
             requirement.  This allows a grocery store to pass a POS system  
             inspection with a 98% compliance rate.

           b)   Defines "grocery store", for these purposes, as a full-line,  
             self-service retail store with gross annual sales of $2 million  
             or more that sells a line of dry groceries, canned goods, nonfood  
             items, and some perishable items.

        
        FISCAL EFFECT:  Unknown.  This bill has been keyed "fiscal" by  
        Legislative Counsel.

        
        COMMENTS:
        
       1.Purpose.  This bill is sponsored by the  California Grocers  
          Association  .  According to the Author, the bill will:

           a)   Provide a permanent funding source for the Division of  
             Measurement Standards (DMS) within the DFA to restore programs  
             eliminated by recent budget cuts.

           b)   Help establish consistency for businesses and consumers  
             through a uniform standard for tare weight to be used by  
             retailers.

           c)   Incentivize retailers to post a store policy to refund the  
             price difference or provide the product to the customer free of  
             charge when an overcharge occurs by lowering the POS accuracy  
             standard to 98 percent.  Stores without the policy will continue  
             to be held to 100 percent accuracy.

       2.Background.  According to the Author, the recent fiscal crisis has  
          eliminated most general fund monies from the DFA.  Because the DMS  
          was 100% funded by the General Fund, budget cuts have eliminated  
          certain consumer and business protection programs that ensure  
          products are labeled accurately, specifically the quantification and  





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          price accuracy programs in the counties which rely on the state to  
          oversee.

          The Author also states that, while counties can adopt programs to  
          remedy the issue, not all do.  The Author believes that less than 30  
          counties have a price accuracy program.  Therefore, the Author notes  
          that a large number of consumers are unprotected from retailers and  
          manufacturers that mislabel products.

          Because not every county has a program, the fees added by the bill  
          are attached to the business license fee.  Further, the Author notes  
          that there will likely be enough businesses utilizing POS systems  
          paying the additional $2 dollar fee.
          

          In 2005. AB 889 (Ruskin, Chapter 529, Statutes of 2005) added BPC �  
 
          13350 to create a statistical sampling method to test POS system  
 
          accuracy.  The sampling method is currently partially based on the  
 
          national standard set forth in the National Institute of Standards  
 
          and Technology Handbook 130.  It varies because � 13350 requires a  
 
          100 percent accuracy requirement for POS inspections, while the  
 
          national standard requires 98 percent.



          According to the Author, the average chain grocery store has 10,000  
 
          items for sale, and hundreds of items are either going on or coming  
 
          off sale.  The price changes are entered into the system by  
 
          employees, and while most stores have a "very good record, a single  
 
          violation leads to an enforcement action."  The Author believes that  
 
          a 100 percent accuracy rate is nearly impossible, and that a switch  
 
          to the 98 percent standard will provide a "safe haven" for stores.







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       3.National Institute of Standards and Technology Handbook 130 (HB 130)  
          - Examination Procedures for Price Verification.  The National  
          Conference on Weights and Measures (NCWM), supported by the National  
          Institute of Standards and Technology (NIST), established the Price  
          Verification Working Group in 1993 to respond to public concern  
          about price accuracy in retail stores.  In 1995, the NCWM adopted  
          procedures for verifying the accuracy of automated prices in retail  
          stores.  These procedures are embodied in NIST's HB 130 -  
          Examination Procedures for Price Verification.  

          The procedures apply to all retail stores, including food, hardware,  
          general merchandise, drug, automotive supply, convenience, club or  
          other stores.  The goal of these procedures was to provide  
          regulators with tools, guidance, and background information, as well  
          as uniform test procedures and enforcement practices, to enhance the  
          economic well-being of consumers and retail businesses.  Further, by  
          implementing the price verification program in cooperation with  
          industry, regulators would help to restore and maintain consumer  
          confidence in retail pricing practices and technologies, such as  
          scanners, and provide economic benefits for consumers and  
          businesses.


          According to HB 130, 39 other states have either adopted the  
 
          handbook or have guidelines based on the handbook:



           a)   30 states have adopted the handbook in its entirety and update  
 
             the laws on an annual basis;



           b)   7 states have adopted an older version of the handbook;


           c)   2 states have no laws or regulations but use the handbook as a  
 
             guideline;


           d)   14 states either have no laws or regulations or have laws and  
 





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             regulations that are not based on the handbook (California  
 
             included).



       4.Accuracy under HB 130, and California POS Law.  Under HB 130, the  
 
          required accuracy is 98 percent on the 100-item sample (that is, at  
 
          most two errors are permitted on a 100-item sample).  If more than  
 
          two errors are found and verified, the store does not meet the  
 
          accuracy requirement.



       Under California POS Law, random samples are taken from up to 50 items  
 
          at a retail establishment (BPC � 13350 (a) 4)), and "Enforcement  
 
          action may be taken for any item not in compliance."  (BPC � 13350  
 
          (b)).



       While California has a lower number of items to be sampled, which  
 
          enables inspections to be conducted much more quickly and  
 
          efficiently and at a lower cost to the county and to the retailer,  
 
          California law requires compliance with all items scanned in the  
 
          sample taken.  



        AB 889  (Ruskin, Chapter 529, Statutes of 2005) established the criteria  
 
          and methodology in California law by which the pricing accuracy of  
 
          POS systems may be verified.  In establishing that authority and  
 





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          standards for inspecting POS systems, Assemblymember Ruskin agreed  
 
          to amend the bill to reference HB 130.  With regard to those  
 
          amendments, the Senate Business, Professions and Economic  
 
          Development analysis for AB 889 stated:



             "In discussing the amendments to implement this commitment, it  
 
             was found that the explicit standards in Handbook 130 only  
 
             required a 98% accuracy in the POS systems.  Therefore, the  
 
             standard would allow a 2% error rate in cost overruns for scanned  
 
             prices.  This level of error tolerance was not acceptable to  
 
             those involved in discussing the amendments.  Therefore, this  
 
             bill provides that "Enforcement action may be taken for any item  
 
             not in compliance" - eliminating any allowance for cost  
 
             overruns."



           By requiring compliance rates for grocery stores to be modeled after  
 
          the accuracy requirements specified in HB 130, this bill would  
 
          reverse that original provision of the POS law.

         

       5.Enforcement Conflict.  By lowering the accuracy requirement for POS  
 
          system inspections from 100% to 98%, this bill would permit a  
 
          grocery store to make two overcharges per 100 items during an  
 
          inspection.  However, BPC � 12024.2 makes it misdemeanor to  
 





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          "[c]harge an amount greater than the price, or to compute an amount  
 
          greater than a true extension of a price per unit, that is then  
 
          advertised, posted, marked, displayed, or quoted for that  
 
          commodity."  These two provisions would result in a conflict in  
 
          which the sealer could  not  take enforcement action if the grocery  
 
          store overcharges on one or two items (out of 100), but the store  
 
          still could be charged with a misdemeanor violation for overcharging  
 
          in violation of BPC � 12024.2.



       6.Prior Legislation.   AB 889  (Ruskin, Chapter 529, Statutes of 2005)  
 
          authorized counties to inspect the pricing accuracy of retail point  
 
          of sale systems.  That bill, among other things, established until  
 
          2009, the authority for counties to inspect the pricing accuracy of  
 
          retail POS systems.  



           AB 1907  (Ruskin, Chapter 434, Statutes of 2008) extended the POS  
 
          inspection law to January 1, 2014.



           AB 482  (Hill, Chapter 166, Statutes of 2013) removed the sunset on  
 
          the POS inspection provisions, thereby extending indefinitely the  
 
          authority for counties to inspect the pricing accuracy of retail POS  
 
          systems.  








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           AB 2285  (Ruskin, Chapter 556, Statutes of 2006) made changes to the  
 
          list of items required to be displayed for consumers by automatic  
 
          checkout systems, and recast the term "automatic checkout" to refer  
 
          to the term "point-of-sale" and modified the definition of  
 
          "point-of-sale system."



           AB 2732  (Washington, Chapter 818, Statutes of 2002) required  
 
          automatic checkout systems to display the price read by the  
 
          computer.  Also required a business that uses an automatic checkout  
 
          system to ensure that the price of the goods or services registered  
 
          by the computer is conspicuously displayed to the consumer, along  
 
          with any price reductions, taxes, surcharges and the total amount of  
 
          the transaction, and authorized enforcement by local governments.



           SB 369  (Kopp, 1997) would have required DFA to adopt regulations  
 
          relating to retail scanner accuracy, including regulations to verify  
 
          the accuracy of advertised prices, price representations and  
 
          computations related to retail scanners.  This bill would have  
 
          authorized counties to charge the owner or operator of retail  
 
          scanners an annual registration fee to recover the costs of  
 
          inspection and make other requirements.  (  Status:  SB 369 died in the  
 
          Assembly Appropriations Committee.)


       7.Arguments in Opposition.   California Agricultural Commissioners and  





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          Sealers Association  (CACASA) shares the Author's concern that the  
          Division of Measurement Standards is an integral resource for  
          California consumers and badly needs additional funding, but argues  
          that the bill provides for the collection of a fee on businesses to  
          help fund the DFA in return for relaxed consumer protection laws.   
          CACASA argues the bill would dilute the law by allowing retailers to  
          "pass" mandatory annual price verification inspections even in cases  
          when an overcharged item is discovered during the course of the  
          test.  The measure would prevent the county sealer from taking  
          action on these overcharges.  CACASA insists that, in all cases,  
          consumers deserve the right to accurate and fair commercial  
          transactions.  Lowering the bar for compliance will only serve to  
          decrease necessary efforts to comply with the law.

       CACASA contends that hinging the strength of consumer protection laws,  
          on the collection of a fee from a regulated industry, to fund an  
          enforcement program, ultimately harms the public.  To maintain the  
          integrity of these consumer protection programs, CACASA urges that  
          the enforcement activities be funded through the State's General  
          Fund, or at least funded without a weakening of enforcement.  CACASA  
          states:  "There must be a clear separation between the regulated  
          industries and the strength of these invaluable laws."

        
        SUPPORT AND OPPOSITION:
        
         Support:  

        California Grocers Association (Sponsor)

         Opposition:  

        California Agricultural Commissioners and Sealers Association



        Consultants:Vincent Chee/G.V. Ayers