BILL ANALYSIS                                                                                                                                                                                                    �




                   Senate Appropriations Committee Fiscal Summary
                            Senator Kevin de Le�n, Chair


          SB 1337 (DeSaulnier) - Public records and reports.
          
          Amended: April 21, 2014         Policy Vote: GO 10-0; Jud 7-0
          Urgency: No                     Mandate: No
          Hearing Date: May 23, 2014      Consultant: Mark McKenzie
          
          SUSPENSE FILE.  AS AMENDED.
          
          
          Bill Summary: SB 1337 would require state agencies to provide  
          requested public records within 30 days of a determination that  
          a record is disclosable, and provide for a 14-day extension of  
          this deadline in specified unusual circumstances.  The bill  
          would also require the head of each state agency and department,  
          including elected heads of Constitutional offices, to sign a  
          statement with every written report to the Legislature or  
          executive body declaring that the factual contents of the report  
          are true, accurate, and complete.  (Proposed author amendments  
          would delete provisions requiring state agencies to provide  
          public records within 30 days of a determination that a record  
          is disclosable, or within 45 days in specified unusual  
          circumstances.)

          Fiscal Impact: (As approved May 23, 2014)
              Likely minor costs to the Department of Justice (DOJ) for  
              investigation and prosecutions related to the provisions  
              that require a signed declaration with agency reports,  
              offset to some extent by fine revenue. (General Fund)

          Background:  Existing law, the Public Records Act (PRA),  
          requires state and local agencies to make public records open to  
          inspection by every person, with specified statutory exceptions,  
          and to promptly provide copies of public records to any person,  
          upon payment of fees covering direct costs of duplication, or a  
          statutory fee if applicable.  Upon request, an exact copy shall  
          be provided unless impracticable to do so.  Public records  
          include all communications related to public business regardless  
          of physical form or characteristics, including any writing,  
          picture, sound, or symbol, whether paper, magnetic or other  
          media, and also includes electronic records.  Under current law,  
          an agency has 10 days within receipt of a request to decide  
          whether records are disclosable.  In the following unusual  








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          circumstances this time period may be extended up to 14 days  
          upon written notice to the person making the request: a single  
          request requires the examination of a voluminous amount of  
          distinct records, the requested records are stored off-site,  
          consultation with other agencies is required, or there is a need  
          to compile data, construct a computer report, or perform  
          programming.   

          Existing law establishes numerous requirements for state and  
          local government agencies to prepare and submit reports to the  
          Legislature, the Governor, and other governmental entities.

          Existing law provides that every willful omission to perform any  
          duty enjoined by law upon any public officer, or person holding  
          any public trust or employment, where no special provision is  
          made for the punishment of such delinquency, is punishable as a  
          misdemeanor.  Existing law also makes it a misdemeanor for any  
          officer authorized by law to make or give any certificate or  
          other writing as true which he or she knows to be false.

          Proposed Law: SB 1337 would require a state agency to promptly  
          provide a requested public record within 30 days of determining  
          that a request is for a disclosable public record in the  
          possession of the agency.  In the following unusual  
          circumstances this time period may be extended up to 14 days  
          upon written notice to the person making the request: a single  
          request requires the examination of a voluminous amount of  
          distinct records, the requested records are stored off-site,  
          consultation with other agencies is required, or there is a need  
          to compile data, construct a computer report, or perform  
          programming.   

          The bill would also require the head of each state agency and  
          department, including elected heads of state government or  
          Constitutional offices, to sign a statement with every written  
          report to the Legislature, a Member of the Legislature, or any  
          state legislative or executive body declaring that the factual  
          contents of the report are true, accurate, and complete.  The  
          bill would authorize a civil penalty of up to $20,000,  
          exclusively assessed and recovered in a civil action brought by  
          the Attorney General, against any person declaring in the signed  
          statement that reported material is true when he or she knows  
          that it is false.









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          Related Legislation: The provisions of this bill that require  
          department and agency heads to include a signed declaration of  
          truth and accuracy with reports submitted to the Legislature and  
          executive bodies are substantially similar to the enrolled  
          versions of AB 1135 (Strickland, 2007), AB 2404 (Klehs, 2006),  
          and AB 1625 (Klehs, 2005).  All of these measures were vetoed by  
          the Governor, who noted objections to the bill, in part because  
          existing law already makes it a misdemeanor for a state or local  
          official to falsify reports.  

          Staff Comments: The fiscal impacts of provisions requiring  
          agencies to provide public records within specified timeframes  
          are unquantifiable, but likely major.  While the majority of PRA  
          requests received by the over 200 agencies impacted by this bill  
          could likely be accommodated within 30 days, it would be  
          virtually impossible to provide requested material within 44  
          days in cases where the request is voluminous, involves older  
          records stored off-site, or requires substantial legal review  
          and redaction of non-disclosable information.  As such, affected  
          agencies would be forced to divert resources from other duties  
          and request additional staff in order to comply with the  
          specified deadlines.  The impacts on individual agencies and  
          departments could range from the hundreds of thousands for an  
          entity that receives relatively few complicated or voluminous  
          requests to the low millions for a larger agency or department  
          that routinely receives numerous large PRA requests, such as the  
          Department of Corrections and Rehabilitation.  In addition, the  
          bill would likely create a cause of action for failure to comply  
          with the deadlines, resulting in additional litigation against  
          state agencies.  

          Author's amendments would delete Section 1 of the bill, relating  
          to the Public Records Act.  As amended, the bill would require  
          the heads of agencies and departments to include a signed  
          declaration of truth and accuracy with specified reports.