BILL ANALYSIS                                                                                                                                                                                                    �



                                                                            



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          |SENATE RULES COMMITTEE            |                       SB 1409|
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                                    THIRD READING


          Bill No:  SB 1409
          Author:   Hill (D)
          Amended:  4/21/14
          Vote:     21

           
           SENATE ENERGY, UTILITIES & COMMUNICATIONS COMM  :  9-0, 4/29/14
          AYES:  Padilla, Fuller, Block, Cannella, Corbett, DeSaulnier,  
            Hill, Knight, Wolk
          NO VOTE RECORDED:  De Le�n, Pavley

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8


           SUBJECT  :    Public Utilities Commission:  safety investigations

           SOURCE  :     Author


           DIGEST  :    This bill requires the California Public Utilities  
          Commission (PUC) to add to its annual workplan a succinct  
          description of each safety investigation in progress or  
          completed within the last year, including the reason for the  
          investigation, the facility type involved, and the owner of the  
          facility.

           ANALYSIS  :    Existing law:

          1.Requires the PUC to investigate the cause of all accidents  
            occurring within this state upon the property of any public  
            utility that results in loss of life or injury to person or  
            property.

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          2.Requires the PUC to develop and publish by February 1 of each  
            year an annual workplan for the Governor, the Legislature, and  
            the public.  The workplan shall describe transactions,  
            ratemaking proceedings, and other decisions; explain  
            achievements and proposed activities relating to reducing  
            energy rates; and report the number of cases where resolutions  
            exceeded the time periods prescribed in scoping memos as well  
            as the number of days that commissioners presided in hearings.  

           
           This bill requires the PUC to add to its annual workplan a  
          succinct description of each safety investigation in progress or  
          completed within the last year, including the reason for the  
          investigation, the facility type involved, and the owner of the  
          facility.

           Background
           
           PUC Accident Investigations  .  Investigations serve multiple  
          purposes. First, they enable utilities, PUC staff, and the  
          public to learn from accidents and, possibly, act to prevent  
          similar accidents from happening in the future. Second, they are  
          used by plaintiffs to build civil cases against utilities.  
          Third, they are a prerequisite for any PUC enforcement action.  
          Finally, the PUC may use investigation reports to determine  
          whether the expenses in settling accident claims against  
          utilities are a reasonable business expense or instead a result  
          of imprudent utility management and therefore not recoverable in  
          future rates.

          The PUC received 82 natural gas incident reports and 93 electric  
          incident reports in 2009. Many investigations are completed  
          within a couple of months; however, investigations involving  
          fatalities often take multiple years. It is difficult to assess  
          whether these 175 incidents have been fully investigated - not  
          to mention resolution of incidents that have occurred since 2009  
          - because the PUC has not produced an Electric, Natural Gas, and  
          Propane Safety Report since 2009. 

           PUC Disclosures  .  The PUC ordered its staff to disclose  
          PUC-generated reports, summaries, and correspondence regarding  
          completed PUC safety audits and investigations. The PUC  
          generally has done so for gas and electric audits, but not for  
          most investigations.

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           PUC Pending Rulemaking  .  The PUC has indicated that it will open  
          a proceeding (or add a phase to an existing proceeding) to  
          implement SB 291 (Hill, Chapter 601, Statutes of 2013), which  
          requires the PUC to implement an electric safety enforcement  
          program by January 1, 2015 and a gas safety enforcement program  
          by July 1, 2014, including procedures for investigations.

           Comments
           
          This bill is part of the author's ongoing effort to encourage  
          the PUC to learn from, and then act on, information about safety  
          at regulated public utilities.  The author states that it is  
          unclear whether commissioners and PUC management are aware of  
          how long it takes to complete accident investigations.  If they  
          were aware, they might "have been inclined to argue for  
          additional electrical safety positions in the last two budget  
          cycles, and the Legislature may have approved such positions.   
          An annual reporting requirement will raise the profile of  
          accident investigations with PUC management and the public, and  
          will be consistent with the PUC's focus on transparency in  
          safety matters."

           Related Legislation
           
          AB 1456 (Hill, Chapter 469, Statutes of 2012) requires the PUC  
          to develop performance metrics for gas safety.

          AB 578 (Hill, Chapter 462, Statutes of 2012) requires the PUC to  
          address National Transportation Safety Board safety  
          recommendations regarding gas and rail.

          SB 291 (Hill, Chapter 601, Statutes of 2013) required the PUC to  
          develop gas and electric safety enforcement programs that  
          include procedures for investigations, among others.

          SB 900 (Hill, 2014) requires that safety performance information  
          be placed into the record of rate case proceedings.  
           
           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No


          JG:nl  5/9/14   Senate Floor Analyses 

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                         SUPPORT/OPPOSITION:  NONE RECEIVED

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