BILL ANALYSIS                                                                                                                                                                                                    



SENATE RULES COMMITTEE                           AB 1629  
Office of Senate Floor Analyses
1020 N Street, Suite 524
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                        THIRD READING
                                                              
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Bill No:  AB 1629
Author:   Miller (R) and Cunneen (R), et al
Amended:  7/28/98 in Senate
Vote:     21
                                                              
                                                             
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  SENATE BUSINESS & PROFESSIONS COMMITTEE  :  5-0, 6/22/98
AYES:  Johannessen, Greene, Kelley, O'Connell, Polanco
NOT VOTING:  Ayala, Rosenthal

  SENATE APPROPRIATIONS COMMITTEE  :  12-0, 8/11/98
AYES:  Johnston, Alpert, Burton, Calderon, Dills, Hughes,  
  Karnette, Kelley, Leslie, McPherson, Mountjoy,  
  Vasconcellos
NOT VOTING:  Johnson

  ASSEMBLY FLOOR  :  70-3, 5/18/98 - See last page for vote
                                                              
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SUBJECT  :    Electronic mail

  SOURCE  :     Author
                                                              
                                                          .

DIGEST  :    This bill prohibits unauthorized electronic mail  
advertisements and the unauthorized use of Internet domain  
names.

  ANALYSIS  :    Existing law:

1.Regulates advertising and provides that any violation of  
  those provisions is a misdemeanor, as well as subject to  
  injunctive relief and civil penalties.

2.As part of that advertising law, prohibits a person  





  conducting business in this state from faxing unsolicited  
  advertising material, unless certain conditions are  
  satisfied, including providing a toll-free telephone  
  number recipients may call to stop such unsolicited faxes  
  ("opt out"), providing notice thereof in the fax, and  
  makes a failure to comply with a recipient's request to  
  stop unsolicited faxes an infraction with up to a $500  
  fine.

3.Makes unauthorized access and use ("hacking"),  
  modification, or damage of computer data, a computer, a  
  computer system or a computer network a crime subject to  
  misdemeanor, felony, or alternate misdemeanor/felony  
  penalties, and by civil penalties by a victim.

4.Is silent on Internet domain name (e-mail user name  
  addresses) protection.

This bill:

1.Prohibits a registered user of an electronic mail service  
  provider (provider), as defined, from using or causing to  
  be used the provider's equipment in violation of the  
  provider's published policy prohibiting or restricting  
  the use of its equipment for the initiation of  
  unsolicited electronic mail (e-mail).

2.Prohibits any individual, corporation, or other entity  
  from using or causing to be used, by initiating an  
  unsolicited e-mail advertisement (spam), a provider's  
  equipment in violation of the provider's published policy  
  prohibiting or restricting the use of its equipment to  
  deliver unsolicited e-mail to the provider's registered  
  users.

3.Makes violations of the above two prohibitions a crime  
  (misdemeanor) by adding them to the advertising  
  regulatory provisions of law, violations of which are  
  misdemeanors.

4.Authorizes any provider whose published policy is  
  violated as prohibited by the bill to bring, in addition  
  to any other available legal action, a civil action to  
  recover actual money damages or liquidated damages of  
  fifty dollars ($50) per each unsolicited e-mail, up to a  
  maximum of $25,000 per day, whichever amount is greater,  
  and the awarding by the court of reasonable attorney's  
  fees (to the prevailing party).

5.In such civil action, requires the provider to establish  





  that its policy regarding unsolicited e-mail  
  advertisements had been published for at least 30 days  
  preceding the alleged violation of that policy.

6.Specifies that a provider is not required to create  
  policy prohibiting or restricting unsolicited e-mail  
  advertisements.

7.Provides that it does not limit or restrict the rights of  
  an e-mail service provider under a specified provision of  
  federal law, or any decision of a provider to permit or  
  restrict access or use of its system or its editorial  
  function.

8.Makes it a crime to knowingly and without permission use  
  the Internet name of another in connection with sending  
  an e-mail message, and thereby damage or cause damage to  
  a computer system or network domain, by adding that  
  prohibition to the list of computer crimes punishable as  
  an infraction for the first offense ($250 fine maximum),  
  or a misdemeanor ($5000 fine maximum and/or one year in a  
  county jail) for a second or subsequent violation.

9.Defines various terms, including "unsolicited electronic  
  mail advertisement," "electronic mail service provider,"  
  "registered user", and "Internet domain name."

  Comments
  
This bill is sponsored by its author based on information  
provided by a constituent who had his business damaged by  
being inundated with unsolicited e-mail advertisements.   
According to the author's office, this bill is intended to  
prevent spamming and Internet domain name forgery.   
Internet domain names, such as "senate.ca.gov.", are the  
name addresses of the computer paths used to transmit and  
receive e-mail via the Internet.  This bill seeks to stop  
spamming by (1) allowing electronic mail service providers  
(also known as Internet Service Providers or ISP's) to sue  
spammers for damage they cause to their electronic mail  
networks, and (2) criminalizing unauthorized domain name  
use.














  Background  

According to the author, advertisers using e-mail address  
lists and specialized computer software are able to  
transmit hundreds of thousands, even millions of  
unsolicited e-mail ads at virtually no cost to themselves,  
but instead shift the costs to the networks that carry the  
e-mail and the recipients.  Such mass mailings impose  
enormous costs on the providers whose equipment and  
services are used, and can be a costly and time consuming  
nuisance for recipients who are a captive audience.   
Spammers often use the domain names of others to disguise  
the origin and content of their junk e-mail, which forgery  
can be extremely damaging to businesses whose domain names  
are forged as the originating or return e-mail address of  
the spammer.

According to the Assembly Judiciary Committee analysis, a  
recent report by America OnLine (AOL) noted that on average  
about 30% of the estimated 30 million e-mail messages  
transmitted via its network each day are unsolicited  
commercial e-mail.   

According to the author's office, this bill recognizes the  
existing rights of ISP's to prevent the abuse of their  
equipment caused by spam.  The author's office claims that  
courts around the country have recognized that ISP's have a  
cognizable property interest in their equipment and  
service.  They have also held that third party advertisers  
who use their property without authorization to deliver  
unsolicited ads are liable for trespass.  However, the  
existing legal remedies for ISP's to control the use of  
their network are inadequate because it is virtually  
impossible for them to calculate their actual losses or  
damages from mass-distributed unsolicited e-mail ads.  In  
contrast, the remedy specified for providers by this bill  
would provide for specific monetary penalties for spamming.

The author's office stresses that the bill does not require  
an ISP to restrict the use of its equipment for the  
transmission of unsolicited e-mail ads, but rather leaves  
the decision up to the ISP's to specify in their contracts  
with subscribers to their service what the terms of such  
use will be and what actions are contractually prohibited. 











  Related Legislation  

AB 1676 (Bowen), in Senate Appropriations Committee, is  
another anti-spamming bill this Session.  That bill takes a  
different approach to the problem of junk e-mail - being  
modeled after the existing junk fax law.  It allows a  
consumer recipient to "opt-out" of receiving spam if they  
contact the spammer and request it, requires spammers to  
provide a toll-free telephone number or valid e-mail return  
address, requires the use of specified acronyms in the  
subject line of advertisements to indicate content, and  
makes spamming in violation of its requirements an  
infraction punishable by a $250 fine for each violation.

AB 2460 (Bowen), currently in Assembly policy committee, is  
another anti-spamming bill that would create additional  
civil remedies recoverable by ISP's for unauthorized domain  
name usage - allowing recovery of actual damages or an  
amount determined as specified.
  
FISCAL EFFECT  :   Appropriation:  No   Fiscal Com.:  Yes    
Local:  Yes

According to the Senate Appropriations Committee:

                Fiscal Impact (in thousands)

  Major Provisions            1998-99            1999-2000          
   2000-01            Fund

  Misdemeanor                Unknown increased, mandated,  
non-             Local
                                      reimbursable costs  
for county jail and 
                                      probation

Courts                           Probably minor, if any,  
increased costs         Special*

*Trial Court Trust Fund
  
SUPPORT  :   (Verified  8/13/98)

Consumer Federation of California
Coalition Against Unsolicited Commercial E-Mail
California Internet Industry Alliance
California District Attorneys Association
Compuserve, Microsoft, Netcom and Netscape
Concentric





International Business Lists
Zocalo
Packet Clearing House
ISP Consortium 
San Bernadino County Sheriff

  OPPOSITION  :    (Verified  8/13/98)

Matt Kuzins (direct mail fundraising consultant)
American Civil Liberties Union
Direct Marketing Association

  ARGUMENTS IN SUPPORT  :    Supporters of the bill argue that  
Internet users face a daily onslaught of unsolicited  
commercial e-mail from businesses advertising various goods  
and services.  They argue that this practice of sending  
mass, unsolicited commercial ads via Internet e-mail  
imposes a significant time burden on the Internet users who  
receive such e-mail who must read and or clear it off their  
computers, and often can slow down or completely disrupt  
the use of a provider network preventing its use by any of  
the other registered, user subscribers.  The supporters  
believe that the bill will provide ISP's with an effective  
private civil remedy to stop spammers and will extend the  
criminal sanctions against unlawful computer use to include  
the forgery of Internet domain names as another deterrent.

The ISP Consortium, states that it is the world's largest  
industry association of Internet Service Providers.  They  
support this bill, stating that it offers Internet users  
sufficient protection from unwelcome and intrusive  
commercial spam.

The Coalition Against Unsolicited Commercial E-mail  
(CAUCE), stating it is the Internet's oldest and largest  
anti-junk-e-mail lobbying organization with nearly 10,000  
members nationwide, also supports this bill.  CAUCE states  
that polls show that the large majority of  Internet users  
are in favor of legal protection.  According to CAUCE, it  
is vital that there be some protection against commercial  
interests who would drown personal, political, artistic and  
religious speech in the relentless blare of advertising. 

International Business Lists (IBL), a for-profit venture  
which conducts e-mail advertising, also strongly supports  
this bill.  IBL utilizes only "opt-in" methods, meaning  
that they send messages only to users that give prior  
permission.  IBL states that spam hinders legitimate  
Internet advertising companies, which create new jobs, new  
products, and new technologies.  IBL believes that  





restricting spam fosters the growth of electronic commerce,  
preserving e-mail for legitimate and valuable  
communication.

The Packet Clearing House (PCH), which is made up of 24 of  
the largest California ISP's, representing nearly 2 million  
California Internet users, also supports this bill.  PCH  
believes that the bill is "the only effective anti-spam  
measure under consideration."   PCH states that the bill  
will "protect our networks from the theft of service and  
electronic trespass which are the modus operandi of  
spammers, and to protect our customers from unwelcome  
touting of pyramid schemes, pornography, and illegal  
gambling."

Zocalo, an ISP with over 100,000 customers in California,  
also supports the bill.  Zocalo states that "the theft of  
resources, network bandwidth, and computer time which  
spammers perpetrate both slows down and increases the  
monthly cost of Internet access not  only for our  
customers, but for everyone on the Internet."


  ARGUMENTS IN OPPOSITION  :    The bill is opposed by Matt  
Kuzins, a fundraising consultant, who argues that the bill  
would unfairly restrict charities from using the e-mail to  
raise funds to support many essential community service  
programs.  He argues that the bill is a meat-ax approach to  
the spamming problem and that what is needed is a more  
creative approach that distinguishes between legitimate  
charitable and other advertising, and that which is a  
willful, intentional abuse of e-mail.
  
  According to the ACLU, "Commercial speech is entitled to  
First Amendment protections.  Given the Supreme Court  
decision in  Reno v ACLU  , on-line messages should receive  
the same First Amendment protection given traditional print  
media, which includes commercial mailings.  This bill, as  
drafted, unreasonably burdens protected speech.  A less  
restrictive way to accommodate the right to communicate is  
to require the solicitor to provide the recipient of the  
communication a way to indicate that he or she does not  
want to receive the communication.  Such an approach  
accomplishes the goals of this bill in a manner less  
burdensome on protected speech."

The California Attorneys for Criminal Justice states they "  
oppose the imposition of new criminal penalties for use of  
another person's Internet domain name.  Civil penalties and  
liabilities are a more appropriate means of addressing this  





behavior (together, of course, with preventive measures)."
  
ASSEMBLY FLOOR  : 
AYES:  Ackerman, Aguiar, Alby, Alquist, Aroner, Ashburn,  
  Baca, Baldwin, Battin, Baugh, Bordonaro, Bowen, Bowler,  
  Brewer, Brown, Bustamante, Campbell, Cardenas, Cardoza,  
  Cedillo, Cunneen, Davis, Escutia, Figueroa, Firestone,  
  Frusetta, Gallegos, Granlund, Havice, Hertzberg, Honda,  
  House, Kaloogian, Keeley, Knox, Kuehl, Kuykendall, Leach,  
  Lempert, Leonard, Machado, Margett, Martinez, Mazzoni,  
  Miller, Morrissey, Morrow, Napolitano, Olberg, Oller,  
  Ortiz, Papan, Perata, Poochigian, Prenter, Pringle,  
  Richter, Runner, Scott, Shelley, Strom-Martin, Sweeney,  
  Takasugi, Thompson, Thomson, Washington, Wayne, Wildman,  
  Woods, Villaraigosa
NOES:  McClintock, Migden, Murray
NOT VOTING:  Ducheny, Floyd, Goldsmith, Pacheco, Torlakson,  
  Vincent, Wright


CP:cm  8/13/98  Senate Floor Analyses
              SUPPORT/OPPOSITION:  SEE ABOVE
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