BILL ANALYSIS
SENATE PUBLIC EMPLOYMENT & RETIREMENT BILL NO: AB 429
Deborah V. Ortiz, Chair Hearing date: July 12, 1999
AB 429 (Correa) as amended 5/20/99 FISCAL: YES
STRS "GAIN-SHARING": USE OF SURPLUS ASSETS
HISTORY :
Sponsor: STRS Board of Administration
Prior legislation: none
ASSEMBLY VOTES :
PER & SS 7 - 0 5/12/99
Appropriations 21 - 0 5/26/99
Assembly Floor 79 - 0 6/01/99
SUMMARY :
Would establish a "gain-sharing" program within the State
Teachers' Retirement System (STRS) to establish priorities
for the allocation of excess investment earnings generated by
the STRS Fund.
ANALYSIS :
This bill :
1) defines "gain-sharing revenue" for purposes of this
bill as the amount by which the actual return on
investments, interest, and other earnings exceeds the
expected earnings for the same period.
2) authorizes the STRS Board to allocate gain-sharing
revenue in the following priority order:
a) an amount necessary to eliminate any unfunded
actuarial accrued liability in association with benefits
in effect prior to July 1, 1990,
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Date: 6/22/99 Page 1
b) an amount necessary to protect the fund from
investment returns below the actuarially assumed rate,
c) any remaining gain-sharing revenue will be used to
provide improvements in benefits or credits for
contributions pursuant to future legislation, and
d) specifies that the gain-sharing revenue would be
allocated proportionately to active members and retired
members in percentages that correspond to the percentage
of liabilities applied to each group in the valuation of
the plan.
FISCAL EFFECT :
This bill establishes a process for allocating surplus monies
in the STRS trust fund. However, any benefit increase would
require special legislation .
COMMENTS :
1) The committee is advised that STRS generally has an
actuarial valuation performed every other year to determine
the funding status of the plan. The last valuation of STRS
was performed using June 30, 1998 data. This valuation
indicates that the Teachers' Retirement Fund has reached
fully funded status and may have a surplus in excess of $3
billion.
This bill would allow for a portion of the surplus to be used
to provide benefit increases to active and retired STRS
members.
2) Supporters state that STRS research concluded that the
pre-1999 retirement program did not provide an adequate
retirement allowance and, therefore, the allowances of
current retirees are inadequate.
Additionally, supporters point out that this bill would allow
the Legislature and STRS to:
"?consider benefit improvements for these retirees with the
least benefits. The bill does not guarantee a benefit
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Date: 6/22/99 Page 2
increase and does not commit the state taxpayers to funding
contractually guaranteed benefits."
3) SUPPORT :
California Teachers Association (CTA)
California Retired Teachers Association (CRTA)
Association of California School Administrators (ACSA)
Small School Districts Association (SSDA)
4) OPPOSITION :
None to date.
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David Felderstein AB 429
Date: 6/22/99 Page 3