BILL ANALYSIS                                                                                                                                                                                                    



                                                          AB 1184
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Date of Hearing:  April 20, 1999
Chief Counsel:     Harry M. Dorfman


              ASSEMBLY COMMITTEE ON PUBLIC SAFETY 
                        Mike Honda, Chair

   AB 1184 (Zettel and Pescetti) - As Introduced:  February 25,  
                              1999
             As Proposed to be Amended in Committee
  

SUMMARY  :  Expands "special circumstances" authorizing the death  
penalty to include murders where the defendant killed a victim  
who was at the time of the killing protected by a restraining  
order or protective order against the defendant, and the  
defendant had notice of the order.

  EXISTING LAW  :

1)Provides that murder is the unlawful killing of a human being,  
  or a fetus, with malice aforethought.  (Penal Code Section  
  187.)

2)Provides that malice aforethought may be express or implied.   
  Malice aforethought is express when the perpetrator manifests  
  a deliberate intention to take the life of another human.   
  Malice aforethought is implied when there was "no considerable  
  provocation" for the killing, or when the circumstances  
  surrounding the killing show "an abandoned and malignant  
  heart."  (Penal Code Section 188.)

3)Classifies murder according to degrees, either first degree or  
  second degree.  (Penal Code Section 189.)

4)Provides that first degree murder includes murders perpetrated  
  by:

   a)   Means of destructive device or explosive;

   b)   Knowing use of ammunition designed primarily to  
     penetrate metal or armor;

   c)   Poison;









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   d)   Lying in wait;

   e)   Torture;

   f)   Any kind of willful, deliberate, and premeditated  
     killing;

   g)   Discharging a firearm from a motor vehicle,  
     intentionally at another person outside of the vehicle with  
     the intent to inflict death;

   h)   Any murder committed in the perpetration of, or attempt  
     to perpetrate:

     i)     Arson;

     ii)       Rape;

     iii)      Carjacking;

     iv)       Robbery;

     v)     Burglary;

     vi)       Mayhem;

     vii)      Kidnapping;

     viii)  Train wrecking;

     ix)       Sodomy;

     x)     Lewd or lascivious acts on a child under age 14;

     xi)       Oral copulation; and

     xii)      Penetration of genital or anal openings with a  
       foreign object.  (Penal Code Section 189.)

5)Provides that murder of the second degree includes all murders  
  not enumerated as first degree.  (Penal Code Section 189.)

6)Specifies that first-degree murder without "special  
  circumstances" (Penal Code Section 190.2) is punishable in the  
  state prison for a term of 25 years to life.  (Penal Code  








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  Section 190.)

7)Specifies that first-degree murder with "special  
  circumstances" (Penal Code Section 190.2) is punishable by  
  death, or in the state prison for life without the possibility  
  of parole.  (Penal Code Section 190.)

8)Limits imposition of the death penalty to those cases where a  
  person is found guilty of first-degree murder, and the trial  
  jury finds to be true that the murder involved at least one  
  "special circumstance."  Currently, the Penal Code lists 21  
  separate categories of "special circumstances":

   a)   The murder was intentional and carried out for financial  
     gain;

   b)   The defendant was convicted previously of first- or  
     second-degree murder;

   c)   The defendant, in the present proceeding, has been  
     convicted of more than one offense of first- or  
     second-degree murder;

   d)   The murder was committed by means of a destructive  
     device planted, hidden or concealed in any place, area,  
     dwelling, building or structure;

   e)   The murder was committed to avoid arrest or make an  
     escape;

   f)   The murder was committed by means of a destructive  
     device that the defendant mailed or delivered, or attempted  
     to mail or deliver;

   g)   The victim was a peace officer who was intentionally  
     killed while performing his/her duties and the defendant  
     knew or should have known that; or the peace officer/former  
     peace officer was intentionally killed in retaliation for  
     performing his/her duties;

   h)   The victim was a federal law enforcement officer who was  
     intentionally killed (the same as Item "g");

   i)   The victim was a firefighter who was intentionally  
     killed while performing his/her duties;








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   j)   The victim was a witness to a crime intentionally killed  
     to prevent his/her testimony, killed in retaliation for  
     testifying;

   k)   The victim was a local, state or federal prosecutor  
     murdered in retaliation for, or to prevent performance of,  
     official duties;

   l)   The victim was a local, state, or federal judge murdered  
     in retaliation for, or to prevent performance of, official  
     duties;

   m)   The victim was an elected or appointed official of  
     local, state or federal government murdered in retaliation  
     for, or to prevent performance of, official duties;

   n)   The murder was especially heinous, atrocious, or cruel,  
     "manifesting exceptional depravity."  The preceding words  
     mean "a conscienceless or pitiless crime that is  
     unnecessarily torturous;"

   o)   The defendant intentionally killed the victim while  
     lying in wait;

   p)   The victim was intentionally killed because of his or  
     her race, color, religion, nationality, or country of  
     origin; or,

   q)   The murder was committed while the defendant was engaged  
     in, or was an accomplice in, the commission of, attempted  
     commission of, or immediate flight after, committing or  
     attempting to commit the following crimes:

     i)     Robbery;

     ii)       Kidnapping;

     iii)      Rape;

     iv)       Sodomy;

     v)     Performance of a lewd or lascivious act on a child  
       under age 14;









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     vi)       Oral copulation;

     vii)      Burglary;

     viii)  Arson;

     ix)       Train wrecking;

     x)     Mayhem;

     xi)       Rape by instrument;

     xii)      Carjacking;

     xiii)  Torture;

     xiv)      Poison;

     xv)       The victim was a local, state or federal juror  
       murdered in retaliation for, or to prevent the  
       performance of his/her official duties; or,

     xvi)      The murder was perpetrated by discharging a  
       firearm from a vehicle.  

     (Penal Code Section 190.2.)

9)Provides that willful disobedience of any process or order  
  lawfully issued by any court is a contempt of court - a  
  misdemeanor - punishable by up to six months in county jai, a  
  $1,000 fine, or both.  (Penal Code Section 166(a)(4).)

10)Provides that a person who contacts another by phone, mail or  
  directly in violation of a court order, and who has previously  
  been convicted of violating Penal Code Section 646.9  
  (stalking), shall be punished by up to one year in county  
  jail, or a $5,000 fine, or both.  (Penal Code Section  
  166(b)(1).)

11)  Provides that a willful violation of "any protective order  
  or stay away order" issued in a pending criminal proceeding  
  involving domestic violence, or as a condition of probation  
  after a conviction involving domestic violence, is a  
  misdemeanor punishable by up to one year in county jail, or up  
  to a $1,000 fine, or both.  (Penal Code Section 166(c)(1).)   








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  Further provides that this subsection applies to any court  
  order issued pursuant to Family Code Section 6320, or an order  
  excluding one party from the family dwelling or from the  
  dwelling of the other, or an order prohibiting specific  
  behavior.  (Penal Code Section 166(c)(3).)  

  FISCAL EFFECT  :  Unknown

  COMMENTS  :   

  1)Author's Statement.   According to the author, "The situation  
  of a murder in violation of a restraining order is not only a  
  blatant disregard for life, but also a subversion of the law.   
  Courts issue protective restraining orders to protect the  
  lives of, and to provide safety to, potential victims of  
  violent crimes.  This bill is needed to save lives and to put  
  teeth into domestic restraining orders.  In order to save  
  lives, we must hold these criminals responsible for the grave  
  consequences of their actions.  Therefore, the death penalty  
  should be expanded to include the situation in which a violent  
  offender intentionally murders a person in violation of a  
  court order."

  2)Adding More Special Circumstances Raise Constitutional  
  Concerns.   Because the death penalty represents the  
  sovereign's greatest exercise of punitive power, the courts  
  take all necessary steps to make certain that it is applied  
  only to the most serious offenses.  The Constitution does not  
  permit the application of the death penalty to crimes chosen  
  without sufficient reason; put another way, any statutory  
  scheme authorizing capital punishment must demonstrate a  
  meaningful basis for distinguishing between those who receive  
  death and those who do not.  The United States Supreme Court  
  has said "[a] capital sentencing scheme must?provide a  
  'meaningful basis for distinguishing the few cases in which  
  the penalty is imposed from the many cases in which it is  
  not.' "  [  Gregg v. Georgia  , (1976) 428 U.S. 153, quoting  
   Furman v. Georgia  , (1972) 408 U.S. 238, 313.]  The effort to  
  expand special circumstances continues.  At some point, the  
  courts will announce that the "special circumstances" list  
  contains too many crimes and sweeps too broadly, striking it  
  down on constitutional grounds.  Such a court ruling would  
  require the Legislature to rewrite the special circumstances  
  law to return it to a judicially acceptable dimension.  









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  3)California Procedure for Determining Death Eligibility  .   
  California law requires three separate findings at the trial  
  in order to qualify for the death penalty:  (a) guilty of  
  first-degree murder, (c) a finding that at least one of the  
  charged "special circumstances" is true, and (c) the jury's  
  determination that death is appropriate rather than life in  
  prison without the possibility of parole (LWOP).  The first  
  two findings occur when the jury deliberates at the close of  
  the "guilt phase."  (Penal Code Sections 190.1 and 190.4.)   
  The penalty determination takes place during the "penalty  
  phase."  (Penal Code Section 190.3.)  If the jury fixes the  
  penalty at death, the judge still retains the power to reject  
  the jury's penalty verdict and impose LWOP.  (Penal Code  
  Section 190.4(e).) 

  4)Existing Special Circumstances that Include These Types of  
  Murders.   If a defendant lies in wait to kill the victim who  
  is protected by a court's restraining order, the defendant is  
  eligible for death pursuant to Penal Code Section  
  190.2(a)(15).  If the defendant had previously been convicted  
  of first- or second-degree murder, the defendant is eligible  
  for death pursuant to Penal Code Section 190.2(a)(2).  If the  
  defendant murders more than one person in the incident (e.g.,  
  an ex-wife and children), he is eligible for death pursuant to  
  Penal Code Section 190.2(a)(3).  If the defendant uses a  
  destructive device that was planted, hidden or concealed to  
  accomplish the murder, the defendant is eligible for death  
  pursuant to Penal Code Section 190.2(a)(4).  If the defendant  
  mails the destructive device and murders the victim, the  
  defendant is eligible for death pursuant to Penal Code Section  
  190.2(a)(6).  If the murder was especially heinous, atrocious  
  or cruel the defendant is eligible for death.  If the  
  defendant killed the victim while committing, or attempting to  
  commit, kidnapping, rape, rape by instrument, sodomy, oral  
  copulation, burglary, arson, or mayhem, the defendant is  
  eligible for death pursuant to Penal Code Section  
  190.2(a)(17).  If the defendant intentionally killed the  
  victim and the offense involved the infliction of torture, the  
  defendant is death eligible pursuant to Penal Code Section  
  190.2(a)(18).  If the defendant drove by the victim, and shot  
  her from his car, intending to kill her, the defendant is  
  eligible for death pursuant to Penal Code Section  
  190.2(a)(21).

  5)Do Protective Orders Issued by the Courts Have Teeth?   A court  








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  order only has force to the extent that the person restrained  
  by the order chooses to obey.  By definition, the order  
  presumes that the person restrained is free in the community,  
  or may leave custody at some point and return to freedom  
  within the community.  One goal of these kinds of orders is to  
  keep the peace within the community.  Because of the high  
  emotions involved in domestic situations, an upset person may  
  spontaneously decide to disregard any court orders preventing  
  contact with another person.  In the past 10 years or so, many  
  anecdotes have been gathered detailing the blatant disregard  
  some men have for court orders as they inflict violence on  
  women "protected" by court orders.  

A Massachusetts study covering 1991-1995 concluded that for the  
  period 194 people were killed in homicides involving "intimate  
  partner violence."  89% of the perpetrators were men.   
  Slightly less than 25% had active restraining orders in force  
  at the time of the homicide.  Just under 40% had some history  
  of restraining orders during the relationship.  The study  
  further pointed out that in Massachusetts approximately 40,000  
  restraining orders are issued every year, 90% which are issued  
  in the context of intimate partner abuse.  If Massachusetts  
  averaged roughly 40 homicides annually during the study  
  period, for every 1,000 restraining orders issued, one person  
  died violently.  The impact of those statistics is that most  
  orders do not end up being part of a homicide, but the  
  absolute number of domestic violence-related homicides is high  
  nonetheless.  Further, a significant percentage of those  
  persons ordered to stay away from the victims had no regard  
  for court orders.

The National Clearinghouse for the Defense of Battered Women has  
  compiled information, including the following:

Of the 17 women killed in Massachusetts in the first eight  
  months of 1992, 10 had protective orders against their  
  murderers indicating that they feared for their safety.   
  (Caroline Knapp, "A Plague of Murders: Open Season on Women,"  
  The Boston Phoenix, August 1992.)

In several well-publicized cases, women who had obtained civil  
  protection orders from a court were then murdered by the same  
  men who had been ordered to stay away from the women, the  
  result of inadequate police enforcement and the judges'  
  unwillingness to jail men for violating such orders.   








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  (Schmitt, "Family Violence: Protection Improves but not  
  Prevention,"  New York Times  , January 17, 1989 at B1)

In Virginia, the Newport News Police Department reports that in  
  nearly 50% of all homicides resulting from domestic violence,  
  the victims had contacted the police previously for help.   
  (NCJA Justice Research, "States, Federal Government Increasing  
  Focus on Violence Against Women,"  September/October 1990,  
  p.3.)

In San Francisco during 1993-94, there were 31 female homicide  
  victims in solved cases.  15 of those cases were family  
  violence related.  One-half the victims were killed by their  
  male spouses or partners.  Firearms were used in 33% of these  
  cases.

  6)A Judge Has Limited Options in Many Domestic Violence Cases.    
  A judge has limited options when confronted with a domestic  
  violence incident that has resulted in slight or minor  
  physical injuries to the victim and where there is little or  
  no history of discord in the relationship.  The alleged  
  offender will most likely promise "never to do it again" and  
  to stay away from the victim while the case is pending in the  
  criminal courts.  Faced with all these circumstances, many  
  judges will find it difficult to keep alleged offenders in  
  custody; therefore, judges will formalize protective orders,  
  make sure the accused have received copies, and set future  
  dates to return to court.  The victim may not be satisfied at  
  all with this response by the courts; she may be terribly  
  fearful of her husband's/boyfriend's next step.  But a judge,  
  knowing that the local jail is overcrowded, may often choose  
  to issue a protective order in "low level" domestic violence  
  cases and leave the accused out of custody.  

  7)Increased Capital Cases in Domestic Violence Scenarios.   This  
  bill calls up the image of the homicidal husband or ex-husband  
  determined to kill his wife and/or children, despite a court  
  order to stay away from them.  However, the reciprocity of  
  this bill will expose a woman who has a reciprocal stay away  
  order to the death penalty if she kills her  
  husband/ex-husband.  Self-defense and battered woman's  
  syndrome will certainly be available as possible defenses at  
  trial, but a point to keep in mind is that this bill increases  
  the exposure of all adult family members to the death penalty.  









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  8)Other States with Similar Laws.   Kentucky Revised Statutes  
  Section 532.025(2)(a)(8) includes as an aggravating  
  circumstance to consider when deciding to impose death that  
  "[t]he offender murdered the victim when an emergency  
  protective order or a domestic violence order was in effect,  
  or when any other order designed to protect the victim from  
  the offender, such as an order issued as a condition of a  
  bond, conditional release, parole, or pretrial diversion, was  
  in effect."

Pennsylvania Consolidated Statutes Section 9711(d)(18) includes  
  as an aggravating circumstance to consider when deciding to  
  impose death that "[a]t the time of the killing the defendant  
  was subject to a court order restricting in any way the  
  defendant's behavior toward the victim pursuant to [applicable  
  Pennsylvania statutes] (relating to protection from abuse) or  
  any other order of a court of common pleas or of the minor  
  judiciary designed in whole or in part to protect the victim  
  from the defendant." 

  9)Arguments in Opposition.   The Attorney General states, "This  
  amendment does not appear to be necessary?.[M]urders by  
  someone covered by a restraining or protective order may  
  already be potential capital cases depending upon the  
  circumstances of the case.  There is no suggestion in the  
  proposed legislation that murders under such circumstances  
  have become such a significant problem that they should always  
  be treated as capital cases.  The change could, however,  
  provide further support for arguments that California has so  
  many special circumstances that it fails to adequately narrow  
  the category of death-eligible first-degree murders.  Although  
  that argument has been consistently rejected to date, adding  
  yet another special circumstance will at least keep the  
  argument viable."

  10)Prior Legislation.   AB 1698 (Lempert), of the 1997-98  
  Legislative Session, held on the Assembly Appropriations  
  Committee suspense file, proposed a similar addition to the  
  list of special circumstances.  AB 1698's language provided  
  "The defendant intentionally killed the victim or children, or  
  both, who were persons protected under a restraining order or  
  protective order against the defendant, and after the  
  defendant had been personally served with a copy of the  
  restraining order or protective order, or was present in court  








                                                          AB 1184
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  when the order was issued, or the defendant was ordered, as a  
  condition of probation, to have no contact with the victim."   
  The author has proposed amendments to this bill which  
  incorporate notice provisions, which a court would necessarily  
  read into the law. 

  11)Similar Legislation.   AB 3(Ashburn), failed passage in this  
  Committee; AB 4 (Baldwin), set for hearing by this Committee  
  today; AB 54 (Battin), failed passage in this Committee; AB  
  371 (Havice), set for hearing by this Committee today; and AB  
  589 (Margett), currently pending before the Assembly  
  Appropriations Committee.

  REGISTERED SUPPORT / OPPOSITION  :   

  Support  

California State Sheriffs' Association
Doris Tate Crime Victims Bureau

  Opposition  

American Civil Liberties Union
Attorney General
California Attorneys for Criminal Justice
California Public Defenders Association

 Analysis Prepared by  : Harry Dorfman / PUB. S. / (916) 319-3744