BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 1800
                                                                  Page  1

          Date of Hearing:  March 14, 2000

                            ASSEMBLY COMMITTEE ON HEALTH 
                               Martin Gallegos, Chair
                 AB 1800 (Thomson) - As Introduced:  January 27, 2000
           
          SUBJECT  :  Mental Health:  Involuntary Treatment.

           SUMMARY  :  Expands the conditions under which, and the length of  
          time for which a person may be involuntarily detained and  
          treated for mental illness.  Specifically,  this bill  :  

          1)Expands the existing law definition of "gravely disabled,"  
            from indicating a condition in which a person, as a result of  
            a mental disorder, is unable to provide for his or her basic  
            personal needs for food, clothing or shelter, to mean a person  
            who either meets these criteria  or  has a history of mental  
            illness and again presents clear evidence of a recurrence that  
            is likely to result in serious harm to the person in the  
            absence of treatment.

          2)Expands, from 14 days, to 28 days, the length of time for  
            which a suicidal person may be certified and detained for  
            treatment following an initial 72-hour hold.  Repeals existing  
            law provision for a second 14 day certification after an  
            initial 14 day detention.

          3)Requires, in order to continue to detain a person, a finding  
            at a certification hearing of probable cause to believe that a  
            person lacks the capacity to make informed treatment decisions  
             and  is either gravely disabled or a danger to self or others.

          4)Provides that a person may be certified for another 180 days  
            of community assisted outpatient treatment following an  
            initial 28 days of detention following an initial 72-hour  
            hold.

          5)Requires persons committed due to grave disability,  
            dangerousness, or chronic alcoholism to be place in community  
            assisted outpatient treatment programs for 180 days if all of  
            the following conditions exist:

             a)The treating physician thinks that the patient requires  
               continuing treatment and care under supervised conditions  
               to maintain and improve recovery and the person is  








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               sufficiently stable to benefit from community placement;

             b)The person agrees to community assisted treatment;

             c)The person does not present an immediate harm to self or  
               others.

             d)A community assisted treatment program is available and  
               willing to accept the person.

             e)A community treatment plan is prepared by the treating  
               physician and the treatment program is agreed to by all  
               parties.

          6)Permits a patient to be returned to inpatient treatment for  
            the remaining days of the treatment certification if the  
            patient does not or cannot abide by the terms of the agreed  
            upon community treatment plan, including medication  
            compliance, and the person poses a risk of substantial  
            deterioration.

          7)Expands the maximum involuntary detention period prior to  
            conservatorship for gravely disabled persons from 47, to 61,  
            days (72-hour hold, plus 28 day certification, plus 30 day  
            temporary conservatorship).

          8)Expands the maximum involuntary detention period for dangerous  
            persons, from 180 days to one year, if proven by clear and  
            convincing evidence that the person is imminently dangerous to  
            others, as defined.  

          9)Repeals affirmative right of a person who is involuntarily  
            detained to refuse antipsychotic medication.  Repeals  
            prohibition against administering medication against a  
            person's will without a capacity hearing in which it is  
            determined that the patient is incapable of refusing  
            treatment.  Accordingly, repeals the right to appeal an  
            incapacity determination and the right to a writ of habeas  
            corpus.

          10)Reduces standard of proof from "beyond a reasonable doubt" to  
            clear and convincing evidence to establish that someone is  
            gravely disabled, in conservatorship and postcertification  
            cases.









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          11)Requires the standard of care for the mentally ill in state  
            prisons to reflect community standards.

          12)Appropriates $350 million from the General Fund to the  
            Controller in 2000-2001 for the implementation of this act.

           EXISTING LAW  : 

          1)Expresses legislative intent to provide prompt evaluation and  
            treatment of persons with serious mental disorders, to protect  
            public safety and to safeguard individual rights through  
            judicial review, and to end the inappropriate, indefinite, and  
            involuntary commitment of mentally disordered persons.

          2)Provides that a person may be taken into custody for a 72-hour  
            evaluation and treatment period, upon demonstration of  
            probable cause that the person, as a result of a mental  
            disorder, is a danger to others or him/her self, or is gravely  
            disabled.

          3)Defines "gravely disabled" generally as a condition in which a  
            person, as a result of a mental disorder, is unable to provide  
            for his or her basic needs for food, clothing or shelter.

          4)Provides that a person is not gravely disabled if that person  
            can survive safely with the help of responsible family,  
            friends, or others who are both willing and able to help  
            provide for the person's basic personal needs for food,  
            clothing or shelter.

          5)Provides that a person may be certified and detained for not  
            more than 14 days of intensive treatment if the hospital staff  
            has found that the person is a danger to self or others, or  
            gravely disabled, and the person has been advised of the need  
            for, but has not been willing or able to accept, treatment on  
            a voluntary basis.

          6)Grants a detainee the right to a certification review hearing,  
            to be held within four days of the date on which the person is  
            certified for intensive treatment, to determine whether or not  
            probable cause exists to continue to detain the person.  The  
            person may no longer be detained if the certification hearing  
            officer finds that there is not probable cause to believe that  
            the person is a danger to self/others, or gravely disabled.  
            Also grants the detainee the legal right to judicial review by  








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            habeas corpus.

          7)Requires a person certified for intensive treatment to be  
            released at the end of 14 days unless the patient either:

             a)Agrees to receive further treatment on a voluntary basis.

             b)Is certified for an additional 14 days of intensive  
               treatment because the person threatened or attempted  
               suicide during the 14 days or the initial 72-hour hold, the  
               person has not accepted treatment, and the person poses an  
               imminent threat of suicide.

             c)Is certified for an additional 30 days of intensive  
               treatment because the person remains gravely disabled due  
               to a mental disorder or chronic alcoholism, and remains  
               unwilling or unable to accept treatment.

             d)Is the subject of a conservatorship petition.

             e)Is the subject of a petition for postcertification as an  
               imminently dangerous person.

          8)Provides that a person may be postcertified for up to 180 days  
            following 14 days of intensive treatment if the person:

             a)Has attempted, inflicted or made a threat of substantial  
               physical harm to another person after having been taken  
               into custody, and who presents a demonstrated danger of  
               inflicting substantial physical harm upon others.

             b)The person attempted, or inflicted physical harm upon  
               another person, resulting in that person being taken into  
               custody, and the person presents a danger of inflicting  
               substantial harm upon others.

             c)The person made a serious threat of substantial physical  
               harm upon the person of another within seven days of being  
               taken into custody, that threat having at least in part  
               caused the person to be taken into custody, and the person  
               presents a danger of inflicting serious harm upon others.

           FISCAL EFFECT  :   Undetermined.  This bill appropriates $350  
          million in 2000-2001 from the General Fund to the Controller for  
          implementation of this act.








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           COMMENTS  :   

           1)PURPOSE OF THIS BILL  .  The author proposes to revise the  
            existing involuntary treatment law and provide $350 million  
            for earlier intervention for those who have a history of  
            mental illness in order to give mentally ill persons access to  
            timely, more effective treatment.  The author intends to  
            streamline the hearing process to combine in one hearing both  
            determinations for the need for commitment and the capacity to  
            consent to or refuse treatment.  Eight other states have  
            enacted laws to provide structured, supervised assisted  
            outpatient treatment programs for the severely mentally ill,  
            the most recent of which is Kendra's Law in New York.  The  
            author asserts it is past time for California to provide more  
            effective and humane treatment and commitment laws for its  
            residents.
           
           2)The author notes that one of every five Americans experiences  
            a mental disorder in a given year, and half of all Americans  
            have such disorders at some time in their lives.  However,  
            according to the author, nearly two-thirds of those affected  
            never seek treatment.  The author also argues that there are  
            high monetary costs associated with maintaining the current  
            Lanterman Petris Short Act (LPS Act), in the form of excessive  
            sick leave and low worker productivity.  Further, the state  
            pays the cost of multiple involuntary holds and incarcerated  
            mentally ill offenders.  The author asserts that the state and  
            society can pay less in timely, humane intervention up front,  
            or continue the more expensive status quo of shameful neglect  
            and abandonment of the mentally ill.

           3)SUPPORT .  Supporters of this bill include the California  
            Psychiatric Association (the Psychiatric Association), the  
            National Alliance for the Mentally Ill (NAMI California), the  
            California State Sheriffs Association (CSSA), and the County  
            of Los Angeles.  The Psychiatric Association argues that this  
            bill will save suffering, time and expense by consolidating  
            into one hearing the issues of whether a person meets the  
            criteria for involuntary commitment, and whether the person  
            does or does not have the capacity to consent to medication.   
            The Psychiatric Association notes that persons with serious  
            mental illness can frequently function well when treated, and  
            deteriorate badly in the absence of treatment.  If a hearing  








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            officer can consider this history, in addition to whether a  
            person is immediately dangerous or disabled, the individual  
            can be moved again into treatment before completely  
            deteriorating and becoming a danger to him/her self or others.  
             The Psychiatric Association notes that there are too many  
            examples of cases where a person did not appear to be  
            sufficiently deteriorated for a short period of time, was not  
            detained or was prematurely released, and then committed  
            murder or suicide.  Finally, the Psychiatric Association notes  
            that a recent Duke University study indicates that for  
            outpatient treatment to be effective, it must be at least 180  
            days in duration, and that one year is even more effective.   
            NAMI California argues that the LPS Act does not provide  
            sufficient protections for the mentally ill, relegating them  
            to a revolving door pattern of hospitalization,  
            criminalization and homelessness.  NAMI California hopes that  
            this bill will be enacted to provide earlier intervention to  
            improve prognoses, lower the long term cost of care, and save  
            lives.  NAMI California notes a UCLA study that examined those  
            diagnosed with schizophrenia whose inpatient treatment was  
            interrupted by release at judicial hearings.  Those with early  
            release who failed to meet the current commitment standards  
            subsequently incurred 44 times more jail days than those who  
            met the standards and thereby received treatment.  CSSA points  
            to the large percentage of incarcerated persons who suffer  
            from mental illness, and notes that the intent of the LPS Act  
            was to shift the focus from inpatient involuntary care to  
            community care settings.  Yet, the problem of mentally ill  
            persons continued to grow as community services were  
            shrinking.  CSSA argues that this bill shifts the focus back  
            to the medical professionals who are trained to identify and  
            treat mental illness.  Los Angeles County notes that this  
            bill's appropriation recognizes that additional state funds  
            are necessary to modify California's mental health system. 

           4)OPPOSITION  .  Organizations opposing this bill include the  
            California Mental Health Planning Council (Planning Council),  
            the California Network of Mental Health Clients (Network of  
            Mental Health Clients), the California Psychological  
            Association (the Psychological Association) and the California  
            Association of Mental Health Patients' Rights Advocates  
            (CAMHPRA).  The Coalition Advocate for Rights, Empowerment and  
            Services (CARES), consisting of CAMHPRA, the California  
            Association of Social Rehabilitation Agencies, the Network of  
            Mental Health Clients and Protection and Advocacy, issued a  








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            joint analysis and statement in opposition to this bill.   
            CARES argues that this bill unconstitutionally seeks to commit  
            individuals who are neither presently nor imminently  
            dangerous, abrogates informed consent rights for detained  
            individuals, eviscerates due process protections for persons  
            who are involuntarily committed, and unconstitutionally  
            reduces the standard of proof for long-term commitment and  
            conservatorships.  CARES notes that in  Conservatorship v.  
            Smith  (187 Cal. App. 3d 903), the California Court of Appeal  
            opined that "(b)izarre or eccentric behavior, even if it  
            interferes with a person's normal intercourse with society,  
            does not rise to a level warranting a conservatorship except  
            where such behavior renders the individual helpless to fend  
            for herself or destroys her ability to meet those basic needs  
            for survival.  Only then does the interest of the state  
            override her individual liberty interest."  CARES contends  
            that this bill institutes a vague and broad definition of  
            grave disability that provides for the confinement of mentally  
            ill persons to raise their standards of living, a purpose  
            repeatedly rejected by the courts as constitutionally  
            inadequate. 

            The Mental Health Planning Council agrees that many aspects of  
            the mental health system should be reformed, and believes that  
            the recently established Joint Committee on Mental Health  
            Reform will be an excellent forum for identifying needed  
            system reforms and for expanding treatment resources.  The  
            Planning Council recently sponsored approximately 40 public  
            forums to examine how to address different aspects of mental  
            health system reform.  The Planning Council notes that themes  
            developed at these forums are being addressed through  
            legislation such as AB 2034 (Steinberg) and SB 1464 (Johnson)  
            which expand the provision of outreach and comprehensive  
            mental health services.  SB 1770 (Chesbro) provides for  
            advance directives and discharge planning.  The Network of  
            Mental Health Clients argues that enhanced voluntary services,  
            not the expansion of forced treatment, is the answer to mental  
            suffering.  The Network points to a recent U.S. Surgeon  
            General report, which states, "One point is clear: the need  
            for coercion should be reduced significantly when adequate  
            services are readily accessible to individuals with severe  
            mental disorders who pose a threat of danger to themselves or  
            others."  The Network is concerned that the subjective  
            criteria for commitment in this bill, coupled with the  
            reduction of due process safeguards, will return California to  








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            abuse of civil commitment and the violation of civil rights as  
            occurred prior to enactment of the LPS Act.  The Psychological  
            Association notes that this legislation proposes to restrict  
            all treatment planning and decision making regarding  
            individuals involved in community assisted treatment to  
            physicians, eliminating psychologists from this process.  As  
            written, the Psychological Association argues, this bill will  
            overturn more than 30 years of legislative and judicial  
            recognition of psychologists' independent authority in both  
            inpatient and outpatient settings.

           5)THE DILEMMA: DELUSIONAL BUT NOT DISABLED  .  Under the current  
            law standard, a person may only be considered gravely disabled  
            and eligible for involuntary treatment if that person is  
            unable to provide for his or her basic needs for food,  
            clothing and shelter.  Further, a person may not be considered  
            gravely disabled if that person can survive and meet these  
            needs with the assistance of friends and family members.   
            Families and other caregivers often bear a tremendous burden  
            of caring for mentally ill persons who are alternately  
            unstable or functional without sufficient community or  
            clinical support. For example, someone might be schizophrenic  
            and delusional, but if that person has an involved family, or  
            can otherwise obtain food, clothing and shelter, current law  
            does not provide for involuntary treatment that could help  
            that person function at a higher level.  The policy challenge,  
            in part, is how to afford such a person effective treatment  
            while safeguarding against unnecessary or unconstitutional  
            infringement of individual liberties.
           
          6)STANDARDS VARY BY ZIP CODE  .  One may enjoy differing standards  
            of due process rights and access to treatment according to  
            one's location in California.  For example, a county may  
            adhere to a very limited application of the gravely disabled  
            standard due to pressures against spending limited resources  
            on mental health treatment, or due to limited resources for  
            hospitalization.  Similarly, there might be more incentives to  
            hospitalize a person in a county where community based  
            services are negligible.  The committee may wish to consider  
            requiring the Department of Mental Health to evaluate the  
            implementation of current LPS standards.  Following such an  
            evaluation, the Legislature may wish to consider training  
            those who are involved in the involuntary commitment process  
            at the local level, funding additional treatment services,  
            including help for those with dual diagnoses of mental illness  








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            and substance abuse, and developing a mechanism for holding  
            counties accountable for implementation of LPS standards and  
            ensuring that mentally ill persons receive sufficient  
            treatment.
           
            7)DECREASING BURDEN OF PROOF  .  This bill weakens the standard of  
            proof needed to establish a conservatorship from beyond a  
            reasonable doubt, which is the current case law standard in  
            California, to clear and convincing evidence.  It is unclear  
            whether this differing standard of proof would be considered  
            constitutional under federal and state prohibitions against  
            depriving a person of liberty without due process and equal  
            protection under the law.  Although states possess the right  
            to act paternally to protect those who are unable to care for  
            themselves, the power to restrict individual liberties has  
            also been limited in case law to permitting states to  
            accomplish public health goals by the least restrictive means  
            possible.  This bill also eliminates the requirement that a  
            separate hearing take place to determine if a person who is  
            involuntarily committed has the capacity to provide informed  
            consent, and thereby agree to or refuse, medication.  A  
            psychiatric hospital must petition for a capacity hearing  
            before administering medication without patient consent.  At  
            the same time, the standard for certification following a  
            72-hour hold is tightened by requiring that a person be  
            gravely disabled or dangerous,   and  lack capacity to make  
            informed decisions in order to be subject to continued  
            detention.
           
          8)MENTAL HEALTH MILESTONES: A HISTORY OF UNDER-FUNDING  .  The  
            Legislative Analyst's Office recently issued  Major Milestones:  
             43 Years of Care and Treatment of the Mentally Ill  , a report  
            detailing policy and fiscal changes in California's public  
            mental health system.  This report further delineates the  
            enactment of the LPS Act in 1968 and the funding shortfalls  
            for both inpatient and community outpatient mental health  
            services in the following decades.
           
          9)UNCLEAR FUNDING ALLOCATION AND ACCOUNTABILITY  .  This bill  
            appropriates $350 million from the General Fund to the  
            Controller in 2000-2001 for implementation of the purposes of  
            this bill.  There are no specifications in this bill as to how  
            this money should be spent - inpatient or outpatient  
            treatment, training of law enforcement and mental health  
            professionals, family caregiver assistance, Medi-Cal  








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            reimbursement, patient advocacy - nor are there provisions to  
            hold counties accountable for attaining public mental health  
            policy goals with this funding.
           
          10)RELATED LEGISLATION  .  At least 27 bills relating to mental  
            health are pending before the Legislature.  These proposals  
            address subjects including mentally disordered adults and  
            children, school intervention and prevention, police officer  
                                              training, patient advocacy, suicide treatment and prevention,  
            advance directives, discharge planning, mental health courts,  
            dual diagnoses of mental illness and substance abuse, and  
            funding for outreach and treatment services.

           11)DRAFTING CONCERNS:  COMMUNITY ASSISTED TREATMENT  .  It appears  
            that the requirements for the community assisted treatment  
            plan in this bill require an inpatient physician to develop a  
            community treatment plan.  It is unclear if the "treating  
            physician" is intended to require the physician to develop a  
            plan that then will be monitored by another treatment team in  
            the community program.  Also, this section of the bill  
            requires establishment of a treatment plan agreed upon by "all  
            parties."  It is unclear who the parties might be, and whether  
            those parties include particular medical staff, the patient,  
            or the patient's involved family members.  
           
          REGISTERED SUPPORT / OPPOSITION  :   

           Support  

          American Federation of State County and Municipal Employees
          California Clients for Lanterman Petris Short Reform
          California Psychiatric Association
          California State Sheriffs' Association
          California Treatment Advocacy Coalition
          Citrus Valley Health Partners
          Coalition on Homelessness, San Francisco
          County of Los Angeles
          Family Alliance for the Mentally Ill, Southern Santa Barbara
          Los Angeles County Alliance for the Mentally Ill
          Los Angeles Count Police Chiefs Association
          Memorial Counseling and Psychiatric Services
          National Alliance for the Mentally Ill, California
          National Alliance for the Mentally Ill, East San Gabriel Valley
          National Alliance for the Mentally Ill, Nevada County
          National Alliance for the Mentally Ill, San Bernardino








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          National Alliance for the Mentally Ill, San Diego
          National Alliance for the Mentally Ill, Santa Clara County
          New York Treatment Advocacy Coalition
          Santa Barbara Mental Health Association
          Stanley Foundation Research Programs
          Treatment Advocacy Center
          Numerous individuals

           Opposition  

          Alameda County Network of Mental Health Clients
          California Association of Mental Health Patients' Rights  
          Advocates
          California Association of Social Rehabilitation Agencies
          California Mental Health Planning Council
          California Network of Mental Health Clients
          California Psychological Association
          Consumers Self-help Center
          Disability Rights Advocates
          Homeless Action Center
          Instant Court Reporting
          Legal Aid Society of San Francisco
          LeRoy Chiropractic
          Mental Health Association of San Francisco
          Mental Health Consumer Concerns
          National Association for Rights Protection and Advocacy
          Protection and Advocacy, Inc.
          Quinto Farms
          Residential Specialists, Inc.
          Silva Construction
          Theta Engineering
          Vermeer Enterprises
          Numerous individuals
           
          Analysis Prepared by  :  Ann Blackwood / HEALTH / (916)319-2097