BILL ANALYSIS                                                                                                                                                                                                    



                                        
                       SENATE LOCAL GOVERNMENT COMMITTEE
                      Senator Richard K. Rainey, Chairman


          BILL NO:  AB 2684                     HEARING:  7/5/00
          AUTHOR:  Bock                         FISCAL:  Yes
          VERSION:  5/17/00                     CONSULTANT:  Swenson
          
                           SAVINGS ALLOCATION PROGRAM

                           Background and Existing Law  

          California's 5,000 local agencies and school districts  
          provide a wide range of local services (roads, parks,  
          police, animal control) as well as many state mandated  
          programs (public health, social services).  School  
          districts provide many special programs in addition to  
          basic education services.

          Local officials often have ideas that would save money, but  
          the State does not have an incentive program to encourage  
          them to implement these good ideas.

          Local agencies can file claims with the Commission on State  
          Mandates for reimbursement of state-mandated local  
          programs.  Recognizing the cost saving potential in many  
          state mandated programs, it may be possible to provide  
          incentives for local agencies to improve efficiency by  
          rewarding them for cost-saving innovations in state  
          mandated local programs.


                                   Proposed Law  

          Assembly Bill 2684 establishes a Savings Allocation Program  
          and requires the State Controller to develop administrative  
          procedures for the program following the provisions of the  
          Administrative Procedure Act.  

          AB 2684 permits a local agency or school district to submit  
          findings to the Controller identifying savings generated  
          from implementing a state mandated program.  If the  
          Controller finds that the agency has reduced costs as a  
          result of efficiencies taken, the bill requires the  
          Controller to pay the agency an appropriate amount, up to  
          1/3 of the savings.  The remainder goes to the State  
          General Fund after reimbursing the Controller's  
          administrative costs.  The Program only applies to General  




          AB 2684 -- 5/17/00-- Page 2



          Fund savings of actual cost mandates, and requires the  
          commission to review any appeals of the Controller's  
          decisions.

          AB 2684 does not become operative until January 1, 2003.





                                     Comments  

          1.   Speak softly, carry a big carrot  .  Reducing costs and  
          improving productivity results in increased efficiency and  
          improved local programs.  By recognizing and rewarding  
          local agencies' cost saving activities, AB 2684 provides an  
          incentive that encourages local agencies to come up with  
          creative and innovative cost saving ideas. 

          2.   Administrative problems  .  The State Controller's Office  
          has identified several administrative problems with the  
          program created by AB 2684.  The most troublesome issue is  
          defining and determining "cost savings as a result of  
          efficiencies taken."  Baseline data on the cost of  
          state-mandated programs, particularly by jurisdiction, is  
          incomplete.  In addition, it is nearly impossible to  
          determine savings generated by "efficiencies taken"  
          separate from other potential reasons for program cost  
          reductions.  The Committee may wish to consider amendments  
          to allow for a workable calculation.
           
           3.   Details, details, details  .  AB 2684 tells the State  
          Controller to determine if local agencies have reduced  
          costs over a reasonable period of time and to hand out  
          money in appropriate amounts that don't exceed 1/3 of the  
          savings generated.  Although the bill requires the  
          Controller to adopt formal regulations for the program, the  
          bill lacks the fundamental details of a reliable awards  
          program.  The Committee may wish to consider amendments  
          requiring the Controller to adopt regulations that spell  
          out the eligibility standards and criteria for making  
          awards, plus the application procedures, deadlines, and  
          appeals process.  The Committee should also consider adding  
          a sunset date and requiring the Controller to report on the  
          new program before it ends.
           





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           4.   A good model  .  The State Department of Personnel  
          Administration administers the State Merit Award Program.   
          Since 1950, this program has provided one-time cash awards  
          to state employees who submit successful cost-saving ideas  
          for state programs.  The awards are based on a percentage  
          of the savings generated from implementing the cost-saving  
          idea.  This program may serve as a good model for AB 2684's  
          proposed Savings Allocation Program.

          5.   Technical amendments .  The Committee should adopt  
          technical amendments to avoid confusion and improve the  
          bill's implementation:
                 Terms  .  The bill refers to a "local agency" (page 2,  
          line 10), which probably means "county, city, county and  
          city, and special district," "reasonable period of time"  
          (page 2, line 16), and "efficiencies taken" (page 2, line  
          17), which are unclear, "commission" (page 2, lines 28 and  
          33), which probably means "Commission on State Mandates." 
                 Timing  .  The bill delays the new program until  
          January 1, 2003.  The Controller should begin preparing the  
          program on January 1, 2001, with full implementation on  
          January 1, 2003.


                                 Assembly Actions  

          Assembly Local Government:  8-1
          Assembly Appropriations: 21-0
          Assembly Floor:          79-0

           

                         Support and Opposition  (6/29/)

           Support  :  California State Association of Counties.

           Opposition  :  State Controller Kathleen Connell.