BILL ANALYSIS                                                                                                                                                                                                    







             SENATE COMMITTEE ON Public Safety
                   Senator John Vasconcellos, Chair   S
                      1999-2000 Regular Session       B
                                                      
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SB 175  (Rainey)                                      
As IntroducedJanuary 12, 1999                         
Hearing date: April 6, 1999
Uncodified Law, Penal and EducationCodes
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             Prison Inmate Population Master Plan  

                          HISTORY

Source:   Author

Prior Legislation: SB 295 (1997-98) - provisions deleted in  
Assembly Appropriations Committee
             SB 760 (1996) - in conference at end of  
session
             AB 126 (1996) - in conference at end of  
session
                  AB 99x - Chapter 41, Statutes. of 1st Ex.  
Session, 1994

Support:  Little Hoover Commission; California Psychiatric  
Association (and
          requests amendment); California Peace Officers'  
Association; California Police Chiefs' Association

Opposition:California Correctional Peace Officers  
Association; California Attorneys for Criminal Justice



                                   KEY ISSUES
  
(1) EXISTING LAW GENERALLY LIMITS CONFINEMENT IN LOCAL CORRECTIONAL FACILITIES  
TO THOSE PERSONS COMMITTED FOR ONE YEAR OR LESS.

                                                                    (CONTINUED)





SHOULD THE LAW BE CHANGED TO authorize a person who is convicted and sentenced  




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for a nonviolent felony to be placed in a local correctional facility for not  
more than 35 months, for purposes of treatment, incarceration, and  
supervision, if the county in which the person is convicted has an approved  
community-based punishment plan and has executed a contract with the Board of  
Corrections to place that type of offender?

(2) EXISTING LAW AUTHORIZES THE DEPARTMENT OF CORRECTIONS TO ESTABLISH PILOT  
PROJECTS TO CONTRACT with private sector health care facilities for the  
provision of medical, developmental, and mental health services.

SHOULD THE DEPARTMENT OF CORRECTIONS BE ADDITIONALLY REQUIRED TO establish a  
Medical Detention Program that uses licensed health care facilities for the  
provision of medical, developmental, and mental health services necessary for  
the treatment of severely ill, incapacitated, and disabled inmates, AS  
SPECIFIED?

(3) SHOULD RELATED CHANGES BE MADE?


                          PURPOSE

The purpose of this bill is to (1) create a new option for  
persons convicted of felonies to be held in custody at the  
county level, rather than in the state prison system, (2)  
to create a new Medical Detention Program, as specified,(3)  
and to make related changes.

  Under existing law  the Director of the Department of  
Corrections (CDC)is vested with the supervision, management  
and control of the State prisons and is responsible for the  
care, custody, treatment, training, discipline and  
employment of persons confined in those prisons.  The  
Director may prescribe rules and regulations for the  
administration of the prisons.  (Penal Code sections 5054  
and 5058)
 
  Existing law  provides that punishment for a felony is  
imprisonment in the state prison for specified periods of  
time and that parolees who violate their parole are subject  
to be returned to state prison.




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  Existing law  authorizes the Director of Corrections to  
contract with a city, county, or city and county, to permit  
transfer of prisoners in the custody of the Director of  
Corrections to a jail or other adult correctional facility  
of the city, county, or city and county, if the sheriff or  
corresponding official having jurisdiction over the  
facility has consented.  The agreement shall provide for  
contributions to the city, county, or city and county  
toward payment of costs incurred with reference to such  
transferred prisoners.  Eligible prisoners transferred to a  
local facility may participate in programs of the facility,  
including work furlough rehabilitation programs.  No  
agreement may be entered into under this section unless the  
cost per inmate in the facility is no greater than the  
average costs of keeping an inmate in a comparable facility  
of the Department, as determined by the director.  (Penal  
Code sections 2910 - 2913)

  Existing law  authorizes the Department of Corrections to  
establish pilot projects using contracts with private  
sector health care facilities for the provision of medical,  
developmental, and mental health services.  Those services  
may include comprehensive health services for individuals  
with medical or rehabilitation needs, chronic diseases or  
conditions, mental disorders, controlled substance  
addiction, or developmental disabilities.  Specified  
restrictions apply, including requiring custody by peace  
officers, no transfers for inmates with background of  
escapes or committed for violent offenses, and locked  
facilities.  The authority for these pilots expires January  
1, 2000.  (Penal Code sections 6130 - 6134)

  Existing law  establishes the Community-Based Punishment Act  
of 1994.  That Act is administered by the Board of  
Corrections and is designed to establish an option for a  
county or counties to establish a continuum of sanctions  
for targeted nonviolent offenders who are otherwise  
prison-bound and jail-bound.  "Intermediate punishments"  
may be provided by  ". . . correctional agencies directly  




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or through community-based public or private correctional  
service providers."  (Penal Code sections 8050 - 8093)

  This bill  creates the Prison Inmate Population Master Plan  
and would do the following to implement a community based  
punishment program:

 Add uncodified Legislative findings and declarations,  
  including:

  (1)  The state's prison inmate population is projected to  
  experience an unparalleled increase with the  
  implementation of the "Three Strikes" initiative  
  (Proposition 184) and the continuation of existing  
  sentencing trends.

  (2)  The practice of the imprisonment of new commitments  
  and parole violators in the state prison who serve not  
  more than thirty-five months offers little opportunity to  
  implement strategies to manage offender behavior and to  
  sustain long-term behavior change that would promote  
  public safety.

  (3)  A decline in local fiscal resources is debilitating  
  local correctional systems that are responsible for  
  county jails and probation, thereby threatening efforts  
  by local corrections to maintain public safety.

  (4)  Alternatives to imprisonment and probation  
  supervision, such as community-based punishment options,  
  are a cost-effective manner in which to maintain public  
  safety and at the same time manage and modify offender  
  behavior.  The fiscal responsibility for these options  
  must be shared between the state and each county.

  (5)  State and local corrections should be viewed as an  
  interconnected system that provides an array of  
  appropriate punishment alternatives.

 Authorize a person who is convicted and sentenced for a  




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  nonviolent felony, as specified, to be placed in a local  
  correctional facility for not more than thirty-five  
  months, for purposes of treatment, incarceration, and  
  supervision, if the county in which the person is  
  convicted has an approved community-based punishment plan  
  and has executed a contract with the Board of Corrections  
  to place that type of offender.

 The terms of those contracts are added by this bill.

 Authorizes the board of supervisors of any county to  
  designate a chief correctional administrator and a  
  correctional administrator, as defined, to administer  
  community-based punishment programs.

 Persons who are placed pursuant to a community-based  
  punishment plan would not be given a term of parole.

 Persons who are placed pursuant to a community-based  
  punishment plan would receive "goodtime/worktime"  
  sentence credits at the rate earned by county prisoners  
  which is one day for each six days served.   (The types  
  of inmates who would qualify for county placement by this  
  bill would generally receive state prison time credits of  
  50% for participation in full-time state prison work or  
  education programs; however, this bill would also offer  
  community-based alternatives to incarceration, as  
  specified.)

 Declares the intent of the Legislature to appropriate  
  money in the annual Budget Act for the costs of the  
  contracts for the community-based punishment programs  
  ($20 million - FY 99-00; $60 million - FY 00-01; and $120  
  million - FY 01-02).

  This bill  also creates a new Medical Detention Program and  
would add the following requirements for that Program:

 Requires the department to establish a Medical Detention  
  Program that uses licensed health care facilities for the  




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  provision of medical, developmental, and mental health  
  services necessary for the treatment of severely ill,  
  incapacitated, and disabled inmates, as specified.

 Requires the department to establish a Medical Detention  
  Evaluation Panel to make recommendations to the Director  
  of Corrections on inmate eligibility for the program.

  This bill redefines the existing term "intermediate  
sanctions" in the existing community-based punishment  
program to instead use the term "intermediate punishments"  
and adds to the definition of that term.

  This bill  would make conforming changes


                          COMMENTS


1.   Need for This Bill  

Background provided by the author includes the following:

  SB 175 would provide a reasonable, cost-effective  
  solution to prison overcrowding by enabling counties to  
  accept custody of certain low-risk, nonviolent felons  
  with sentences of 35 months or less.  These inmates could  
  be dealt with at the county level for less than the cost  
  of prison incarceration, without any undue risk to public  
  safety.  Felony inmates eligible for county custody would  
  specifically exclude any inmate with a total imposed  
  sentence of more than 35 months, or any inmate with a  
  history of serious offenses, violent offenses or any  
  history of escape.

  The California Department of Corrections' Master Plan  
  predicts that "the growing inmate population will exceed  
  maximum prison operating capacity of 178,432 sometime in  
  the year 2000."  The latest projections show that  
  California's prison inmate population will near 191,700  




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  by June of 2004.  The most significant increase in  
  population is expected to be among Level I offenders, and  
  currently, Level I housing is insufficient to meet this  
  demand.  SB 175 aims to bridge this gap by allowing  
  low-level, prison-bound felons with no history of violent  
  or serious offenses to serve their time at the county  
  level, either in county jails, or through community based  
  punishment programs such as work camps, boot camps,  
  electronic home detention, vocational training programs,  
  drug treatment programs and therapy.

  This bill specifies that a person convicted of a felony  
  may not be punished by incarceration in the county if the  
  current felony conviction does not subject the offender  
  to, nor does the offender have a criminal record that  
  includes a conviction pursuant to, the provisions of  
  Penal Code section 667 (habitual criminals), Penal Code  
  section 667.51 (lewd or lascivious acts with a child  
  under 14), Penal Code section 667.71 (habitual sexual  
  offenders), Penal Code section 1170.12 (second- and  
  third-strike felons), Penal Code section 1203.066 (lewd  
  or lascivious acts of continuous sexual abuse of a child  
  under age 14), an offense in subdivision (c) of Penal  
  Code section 667.5 (violent felonies), or an offense in  
  subdivision ( c) or (e) of Penal Code section 1192.7  
  (serious felonies).

  The following offenses are also ineligible for county  
  incarceration under this bill:  manslaughter, gross  
  vehicular manslaughter, assault with a deadly weapon,  
  assault and battery offenses, rape, kidnapping, lewd and  
  lascivious acts with a child, oral copulation, sodomy,  
  penetration with a foreign object, other sex offenses,  
  burglary, participation in a criminal street gang, arson,  
  a violation of the Gun Free School Zone Act, escape or  
  failure to return, any offense where the defendant  
  personally possessed or used a firearm, or any other  
  specified firearm offense.

  Under SB 175, the decision to accept custody of low-level  




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  felons is left entirely up to the counties.  Nowhere in  
  this bill does it mandate counties to participate in  
  community based punishment programs.  Instead, SB 175  
  would allow sheriffs of participating counties to  
  contract with the Board of Corrections to accept custody  
  of inmates, which meet the above criteria, with the  
  counties being reimbursed for each felony offender in  
  county custody.  This bill will be phased in over three  
  years with funds being appropriated to the Board of  
  Corrections in the annual Budget Act--20 million dollars  
  for the 1999-2000 fiscal year, 60 million dollars for the  
  2000-01 fiscal year, and 120 million dollars for the  
  2001-02 fiscal year.

2.   Current CDC Facts and Figures  

As of March 28, 1999, the CDC had 159,911 inmates housed in  
33 state prisons, 38 fire camps, 6 prisoner mother  
facilities, and 16 Community Correctional Facilities.

The CDC Population Projection Unit projected inmate  
population report prepared on August 24, 1998, projects the  
following total populations:  173,100 (Yr. 2000); 181,686  
(Yr. 2001); 190,629 (Yr. 2002); 199,276 (Yr. 2003); and  
207,620 (Yr. 2004).

  NOTE  :  Estimates such as these have generally been somewhat  
higher than the actual numbers for projected years; in  
addition, these estimates do not by themselves indicate  
which level of incarceration space will be needed to house  
inmates, whether Level I, II, III, or IV, with Level I  
inmates needing the lowest level of security. 

A  Sacramento Bee  article, April 2001, No More Room at Inn,  
quoted Robert Presley, Director of the Youth and Adult  
Correctional Agency (YACA) on the conditions in California  
prisons.  Presley told AP that the prison system "is  
approaching critical
mass. . . [By] April, 2001 . . . we will have exhausted  
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3.   Synopsis of the New Prison Inmate Population Master  
Plan Created in This Bill  

The following synopsis has been provided to describe the  
first part of this bill:

      State-County Corrections Partnership
  
     "Non Strikers"--low level, non-violent and non-serious  
     inmates, sentenced to 35 months or less--could be  
     placed into intermediate punishment programs operated  
     by counties who contract with the state to take them.

     The Board of Corrections would be responsible for  
     negotiating contracts benefiting both state and local  
     governments.  Funding for county contracts would be  
     provided in the budget:  1999-00, $20 million;  
     2000-01, $60 million; 2001-02, $120 million.  By the  
     third year, this could provide funding for  
     community-based punishment programs for 8,000 to  
     12,000 inmates.

     Authorized by the Community Based Punishment Act in  
     1994 (AB 99x-Rainey), intermediate punishments are  
     programs that offer a cost effective alternative to  
     state prison while maintaining public safety.  These  
     programs include short term "shock incarceration," day  
     reporting centers, home detention with electronic  
     monitoring, boot camps, mandatory community service,  
     intensive supervision, and restorative justice  
     programs such as mandatory victim restitution and  
     victim-offender reconciliation.

     ("Non Strikers" are defined as offenders whose current  
     or prior offense is non-violent and non-serious; no  
     first degree burglary, arson, escape or firearm  
     offenses.)





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4.   The Medical Detention Program Created by This Bill  

The following synopsis has been provided to describe the  
first part of this bill:

      Reduce Costs for Targeted Inmates
  
     Severely Ill Inmates.  Maximize federal financial  
     participation in the health care costs of severely ill  
     and incapacitated inmates by establishing a medical  
     detention category that allows severely ill inmates to  
     be placed into private nursing homes while remaining  
     in the custody of CDC.  The Legislative Analyst has  
     previously estimated that by the year 2024, there will  
     be almost 50,000 inmates in state prison over age 60.   
     Health care will become an increasingly significant  
     cost driver for state prisons.  This proposal has the  
     potential for saving substantial state tax dollars  
     without jeopardizing public safety.

SINCE THE DEPARTMENT OF CORRECTIONS CURRENTLY HAS THE  
AUTHORITY FOR PILOT PROJECTS TO ACCOMPLISH THE SAME GOALS  
REGARDING PRIVATE INCARCERATION FOR SUCH INMATES, SHOULD  
THAT PILOT PROJECT AUTHORITY BE DELETED OR SIMPLY LEFT TO  
EXPIRE ON JANUARY 1, 2000?

SHOULD ANY OF THE LANGUAGE IN THAT PILOT PROJECT AND NOT IN  
THIS BILL BE INCLUDED IN THIS BILL?

 5.   Limitations on Inmates Who May Participate in the  
  Proposed Community-Based Punishment Program  

This bill adds a new Penal Code section 19.3 to limit the  
types of persons who are normally state prison inmates who  
may be transferred to the local level.  That new section  
contains an extensive list of commitment crimes which would  
disqualify an inmate from local incarceration, including  
current or previous serious or violent felonies as well as  
specified crimes including specified sex offenses and other  
offenses.  A history of escape or attempted escape would  




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also be grounds for disqualification for local  
incarceration. 

6.   Additional Issues Raised by This Bill  

There are likely to be a number of technical issues, which  
are raised by this bill and its impact upon the existing  
laws pertaining to the incarceration of "state prison  
inmates."
It may be presumed that there will be a number of future  
discussions about such issues.  Whether technical or in  
terms of the impact upon the current prison system of  
potentially moving a significant number of inmates who  
otherwise require relatively low levels of security.

In addition, the funding issues raised by this bill and the  
actual amount of state funds transferred to the local  
entities may need further clarification as well.

7.   Opposition to This Bill  

The California Correctional Peace Officers Association  
letter to the author in opposition includes the following:





















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 . . . the use of "community based punishment" . . . may  
  be provided by "private correctional service providers".   
  Our association has a long history defending our still  
  emerging peace officer profession from privateers who  
  introduce a "for profit" motive in the business of  
  incarceration.  We would like to work with your office to  
  ensure that the privatization envisioned by the bill does  
  not substitute private employees for those services which  
  are or should be provided by sworn peace officer  
  personnel.

 How can the legislature in good conscience take for an  
  already strapped General Fund, additional revenues, to  
  handle "lighter weight" felons, triple the number  
  presently handled locally?

 It seems patently unfair for the state to pay for those  
  minimum custody inmates at the average cost of state  
  prison inmates who will obviously require much higher  
  levels of security.  Such a formula is a windfall for the  
  counties contracting with the state.

 . . . we believe the structure that is established, which  
  requires any prisoner sentenced to under three years of  
  imprisonment to be clearly  not under the jurisdiction of  
  the state Department of Corrections is nonetheless paid  
  for by the state as if they were.

 . . . the bill defines incarcerations as "supervision" or  
  "treatment".  . . . Under this loose d defintion the  
  state' s General Fund may in fact be paying for prisoners  
  at an "average cost of incarceration felons in the state  
  prison" and yet only receive some kind of supervision or  
  treatment program at the local level.

8.   Request for Amendment from the California Psychiatric  
Association  

The California Psychiatric Association has requested that  











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the Medical Detention Evaluation Panel proposed by this  
bill - five members with either a medical or correctional  
background - be amended to require that at least one of  
those members be a physician.  Three members of that panel  
are to be appointed by the Governor and one each is to be  
appointed by the Senate Rules Committee and the Speaker of  
the Assembly.

9.   Technical Amendments to This Bill  

Legislative Counsel has provided the author with technical  
amendment to this bill as introduced (which could also be  
added whenever this bill is otherwise amended).  Those  
amendments delete and replace section 4 of the bill as  
introduced with all new Penal Code section 17 language  
which includes not only the changes made to that Penal Code  
section by this bill as introduced but also picks up the  
change made to that section by AB 2560 - Chapter 960,  
Statutes of 1998 - which took effect on January 1, 1999.

This bill should also be amended at the same time to delete  
section 7 of the bill in its entirety.  Section 7 contains  
the changes made by this bill to the provisions of Penal  
Code section 2900.5 that was in effect until January 1,  
1999.  Section 8 of the bill contains the changes being  
made to the version of Penal Code section 2900.5 which took  
effect on January 1, 1999 and thus now in effect.  The  
"old" section 2900.5 language no longer needs to be in this  
bill.

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